| 12-02327 | 04/05/2013 | Claimant(s): Mark Bremen
Claimant Lawyers(s): Mark D. Bremen
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin Fair
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
|  | $1,128 |
| 12-00987 | 03/05/2013 | Claimant(s): Edward Forman
Claimant Lawyers(s): Edward Phillip Forman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mark S. Foster
Hearing Site: Kansas City, MO
| | $0 |
| 12-02207 | 12/14/2012 | Claimant(s): Jon Voigtman
Claimant Lawyers(s): Jon E. Voigtman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Colleen A. Hankins
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
| | $227 |
| 11-01901 | 11/30/2012 | Claimant(s): Henry Weiss
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven Gerard Goerke, Jill Pilgrim, Marie G. Peterson
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 10-05141 | 11/14/2012 | Claimant(s): Eugene Regnier, Leona Regnier
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | $0 |
| 10-00890 | 07/24/2012 | Claimant(s): Easton Limited Partnership
Claimant Lawyers(s): Marie C. Mirch
Respondent(s): Douglas Rachlin, Henry Robertson, Fidelity Brokerage Services LLC, Neuberger Berman LLC
Respondent Lawyers(s): Melissa H. Shea, Neal S. Robb, Patrick R. Mahoney
Arbitrator(s): Guenter S. Cohn, Thomas E. Mullen, Duane Ted Wolfe
Hearing Site: San Diego, CA
| | $0 |
| 11-01927 | 07/05/2012 | Claimant(s): Richard Degnars
Claimant Lawyers(s): Kevin D Galbraith
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): John A. Gray, Armand Philip Lione, Ying Zhou
Hearing Site: Wilmington, DE
| | Expungement |
| 10-05727 | 06/04/2012 | Claimant(s): Donald Brown
Claimant Lawyers(s): Mary C. Scott-Hattendorf
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Peter S Fruin
Arbitrator(s): Thomas Erique DuVoisin, Steven A. Fox, Thomas L. Marshall
Hearing Site: San Diego, CA
| | $622,000 |
| 10-04042 | 05/25/2012 | Claimant(s): Dalia Jakas
Claimant Lawyers(s): Michael M. Steinmetz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael R. Weissmann
Arbitrator(s): Michael E. Scullin, Walter R. Milbourne, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-02505 | 05/24/2012 | Claimant(s): Barbara Roberts, Joe Roberts, Joe D. Roberts IRA
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Wells Fargo Advisors, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Colleen A. Hankins, Judy Louie
Arbitrator(s): Joseph C. Watson, Robert Allan Klein, Cynthia Ruth Saffir
Hearing Site: Los Angeles, CA
| | Expungement |
