10-05141 | 11/14/2012 | Claimant(s): Eugene Regnier, Leona Regnier Claimant Lawyers(s): Moshe Y. Singer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
| | $0 |
10-00890 | 07/24/2012 | Claimant(s): Easton Limited Partnership Claimant Lawyers(s): Marie C. Mirch Respondent(s): Douglas Rachlin, Henry Robertson, Fidelity Brokerage Services LLC, Neuberger Berman LLC Respondent Lawyers(s): Melissa H. Shea, Neal S. Robb, Patrick R. Mahoney Arbitrator(s): Guenter S. Cohn, Thomas E. Mullen, Duane Ted Wolfe Hearing Site: San Diego, CA
| | $0 |
11-01927 | 07/05/2012 | Claimant(s): Richard Degnars Claimant Lawyers(s): Kevin D Galbraith Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Kenneth Ashton Arbitrator(s): John A. Gray, Armand Philip Lione, Ying Zhou Hearing Site: Wilmington, DE
| | Expungement |
10-05727 | 06/04/2012 | Claimant(s): Donald Brown Claimant Lawyers(s): Mary C. Scott-Hattendorf Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Peter S Fruin Arbitrator(s): Thomas Erique DuVoisin, Steven A. Fox, Thomas L. Marshall Hearing Site: San Diego, CA
| | $622,000 |
10-04042 | 05/25/2012 | Claimant(s): Dalia Jakas Claimant Lawyers(s): Michael M. Steinmetz Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Michael R. Weissmann Arbitrator(s): Michael E. Scullin, Walter R. Milbourne, Catherine S. Kopley Hearing Site: Philadelphia, PA
| | Expungement |
11-02505 | 05/24/2012 | Claimant(s): Barbara Roberts, Joe Roberts, Joe D. Roberts IRA Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Wells Fargo Advisors, Fidelity Brokerage Services LLC Respondent Lawyers(s): Colleen A. Hankins, Judy Louie Arbitrator(s): Joseph C. Watson, Robert Allan Klein, Cynthia Ruth Saffir Hearing Site: Los Angeles, CA
| | Expungement |
11-02030 | 05/23/2012 | Claimant(s): Joyce Sills Claimant Lawyers(s): Joyce Marie Sills Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Jason Vigunas Arbitrator(s): Joseph A. Kenary, Jane C. Carney, John Kevin Williams Hearing Site: Richmond, VA
| | $0 |
11-04253 | 05/08/2012 | Claimant(s): Herbert Jacobs Claimant Lawyers(s): Herbert L. Jacobs Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Colleen A. Hankins Arbitrator(s): Lisa Shusterman Hearing Site: Cleveland, OH
| | $0 |
11-00298 | 04/24/2012 | Claimant(s): Marshall Caro, Indii.com USE Claimant Lawyers(s): Marshall Caro Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): William G. Binckes, Harold I. Geringer, Richard Bemporad Hearing Site: New York, NY
| | $0 |
11-00374 | 03/15/2012 | Claimant(s): Norma Wawrzyniak Claimant Lawyers(s): Benjamin Lapin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL
| | Expungement |