| 06-05044 | 02/26/2009 | Claimant(s): Ernest Pierson, Ernest C. Pierson IRA
Claimant Lawyers(s): Lewis A. Remele
Respondent(s): Arthur Sherman, Morgan Stanley DW Inc.
Respondent Lawyers(s): August Jamie Schupp
Arbitrator(s): Douglas J. Nesbit, Emily F. Seesel, Marjorie I. Fisher
Hearing Site: Minneapolis, MN
|  | $395,000 |
| 06-05086 | 12/29/2008 | Claimant(s): Elizabeth Luster, Elizabeth S. Luster Trust
Claimant Lawyers(s): Daniel B. Spitzer
Respondent(s): Albert Gersh, Morgan Stanley DW Inc.
Respondent Lawyers(s): Eric Wallis, Wendy R. Robinson
Arbitrator(s): James H. Frank, Grace L. Heyne, Ted Paul Comfort
Hearing Site: Los Angeles, CA
| | $41,776 |
| 07-01978 | 12/09/2008 | Claimant(s): Mondofin Inc., Mondofin Inc. No. 23, Mondofin Inc. No. 24, Mondofin Inc. No. 33
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Jonathan Robbins
Arbitrator(s): Alfred E. Monahan, Guenter S. Cohn, Gino Dante Serpe
Hearing Site: San Diego, CA
| | $0 |
| 07-01803 | 12/02/2008 | Claimant(s): Tranquilino Ventura, Hartford Fire Insurance Co.., Hartford Fire obo P. Dutton, Conservator
Claimant Lawyers(s): Richard E. Smith, Robert R. Hembree
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Steven P. Gregory, Joy L. Aldridge, Ronald Griffith Wilkins
Hearing Site: Birmingham, AL
| | Expungement |
| 07-01845 | 12/02/2008 | Claimant(s): Tranquilino Ventura
Claimant Lawyers(s): Frank M. Wilson
Respondent(s): Hunter Bowen, Morgan Stanley DW Inc., Edward Jones, Dean Witter Reynolds.
Respondent Lawyers(s): Brian C. Hale, Jason R. Doss
Arbitrator(s):
Hearing Site: Birmingham, AL
| | $4,120 |
| 07-03046 | 11/07/2008 | Claimant(s): Jean and David Darzi
Claimant Lawyers(s): Anthony J. Hom
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Aaron L. Danzer
Arbitrator(s): Catherine Tinker, Judith C. Greene, Andrew J. Gerber
Hearing Site: New York, NY
| | $0 |
| 07-03047 | 09/23/2008 | Claimant(s): Lisa Cavaliere
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Thomas P. Briody
Arbitrator(s): Aaron Friedman, Robert A. Vaccaro, William E. Nuckel
Hearing Site: New York, NY
| | $0 |
| 07-01578 | 06/23/2008 | Claimant(s): Mario Picinich, Rosemarie Picinich
Claimant Lawyers(s): Bruce E. Baldinger
Respondent(s): Jeffrey Alecci, Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Susan MacFarlane
Arbitrator(s): Nathan J. Minucci, Kenneth J. Horowitz, Norman Kass
Hearing Site: Newark, NJ
| | $0 |
| 06-01722 | 05/09/2008 | Claimant(s): Mary Sherwood
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Terri Coster Boesch, M. Scott Donahey, Hadden Wing Roth
Hearing Site: San Francisco, CA
| | $0 |
| 07-00375 | 04/24/2008 | Claimant(s): JoAnne Manchester
Claimant Lawyers(s): J. Benton Stewart
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christopher J. Gawley
Arbitrator(s): Thomas W. Sinclair, Thomas K. Goldie, Maurice M. Feller
Hearing Site: Orlando, FL
| | $0 |
