21-00712 | 08/22/2022 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Jonathan Thrower Respondent Lawyers(s): Jonathan Thrower Arbitrator(s): Thomas A. Martin, Gary L. Foose, Stephen Neil Foster Hearing Site: Houston, TX
| | $0 |
20-03694 | 07/14/2022 | Claimant(s): Juan Rodriguez, Myriam Gonzalez Claimant Lawyers(s): Jeffrey D. Anderson Respondent(s): Antonio ReynaL Financial LLC, Edward Miller, Financial Resources Group Investment Srv Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): G. Maynard Green, Danielle L. Hargrove, Elena Dilorio Hearing Site: Houston, TX
| | $2,573,340 |
21-01682 | 07/06/2022 | Claimant(s): Blair Zimmerman, Blair Zimmerman OBO of his IRA Claimant Lawyers(s): Blair Zimmerman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
| | Expungement |
21-00762 | 07/05/2022 | Claimant(s): Alfred Nagel, Carol Nagel Claimant Lawyers(s): Kyle M Kulzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Mark L. Williams, Brian James Tagtmeier, Russell Caldwell Ducoff Hearing Site: Houston, TX
| | Expungement |
20-02843 | 06/30/2022 | Claimant(s): Johnny Walker Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Network 1 Financial Securities Inc. Respondent Lawyers(s): Timothy Feil Arbitrator(s): Alan M. Holzberg, Shannon Lyn Mays, Denise Ereka Peterson Hearing Site: Houston, TX
| | $1,232,770 |
20-03856 | 05/05/2022 | Claimant(s): Elise Oren, John Oren Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca K. Lindahl Arbitrator(s): Brian James Tagtmeier, David Aaron DeSoto, Nile Bailey Copeland Hearing Site: Houston, TX
| | $3,862,630 |
21-00507 | 04/14/2022 | Claimant(s): Katie Klein, Estate of Roy S. Dale, Dale & Klein Partnership, K&R Family Limited Partnership Claimant Lawyers(s): William Mount Respondent(s): Morgan Stanley, J. Bryan Reece, Citigroup Global Markets. Respondent Lawyers(s): Abigail D. Elrod, Adam M. Kauff Arbitrator(s): David C. Redford, Stephanie E. Simmons, Cynthia Ann Kittle Hearing Site: Houston, TX
| | Expungement |
20-03742 | 03/29/2022 | Claimant(s): Melanie Meadows Claimant Lawyers(s): Michael S. Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): G. Maynard Green, Gwendolyn Canady, Demeita M Johnson Hearing Site: Houston, TX
| | $0 |
20-03798 | 03/24/2022 | Claimant(s): B. Bryant, Memorial Rock Investments L.P. Claimant Lawyers(s): Lance C. Arney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Daniel J. Pagnano, Elena DiIorio, Bartlett Michael Sheinberg Hearing Site: Houston, TX
| | $1,184,210 |
21-00450 | 02/24/2022 | Claimant(s): Kevin Knight Claimant Lawyers(s): Kevin Knight Respondent(s): Robinhood Financial., Robinhood Securities Respondent Lawyers(s): Dominick F. Evangelista Arbitrator(s): Daniel J. Pagnano, Allan R. Lazor, Kevin Colby Hearing Site: Houston, TX
| | $0 |