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FINRA Awards for Carol Nagel

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0076207/05/2022Claimant(s): Alfred Nagel, Carol Nagel
Claimant Lawyers(s): Kyle M Kulzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Mark L. Williams, Brian James Tagtmeier, Russell Caldwell Ducoff
Hearing Site: Houston, TX
Checkmark IconExpungement

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