| 21-00337 | 05/12/2021 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Mohammad Khan
Respondent Lawyers(s): Mohammad Ghelich Khan
Arbitrator(s): Linda J. Baer
Hearing Site: Manchester, NH
|  | $0 |
| 20-04119 | 05/11/2021 | Claimant(s): Niknam Family Trust
Claimant Lawyers(s): B. Brian Paya
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Adam A. Brown
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
| | $0 |
| 20-04226 | 04/26/2021 | Claimant(s): Thomas Jerome-Surendran
Claimant Lawyers(s): Thomas Jerome-Surendran
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Salt Lake City, UT
| | $0 |
| 19-03250 | 03/26/2021 | Claimant(s): Benjamin Capdevielle, Brandon Ehrlich, Bryce Dawson, Carol Hilton, Carrie Miller, Christine Eason, David Miller, Diana Naramore, Emilie Dawson, Eugene Rogers, Gary Wyatt, Holly Robinson, Ian Hilton, Irene Leon Guerrero, Joann LaCanfora, Martha Wyatt, Nadine Dawson, Natasha Ehrlich, Pamela Apt, Patricia Hamilton, Peter Leon Guerrero, Robert LaCanfora, Shannon McQuery, Stephen Apt, Stephen Naramore, Tony Eason
Claimant Lawyers(s): John A. Bender, Timothy B. Fitzgerald
Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC
Respondent Lawyers(s): David Luger, Kevin H. Lewis
Arbitrator(s): Katherine H. O'Neil, David Gonzalez, Frederick Allan Kaseburg
Hearing Site: Seattle, WA
| | $4,646,560 |
| 20-01474 | 03/24/2021 | Claimant(s): Cynthia Gruchalski
Claimant Lawyers(s): Timothy J. Andringa
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
| | $35,225 |
| 20-02550 | 03/23/2021 | Claimant(s): Craig Bloxham, Craig G. Bloxham & Deborah Bloxham Joint
Claimant Lawyers(s): Craig G. Bloxham
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Edward W. Morris
Hearing Site: Montpelier, VT
| | $16,753 |
| 19-01172 | 03/04/2021 | Claimant(s): Shirley Cummings
Claimant Lawyers(s): Eric Liebman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Michael F. Jordan, Steven Meyrich, Barry A. Fisher
Hearing Site: Denver, CO
| | $0 |
| 20-01985 | 02/16/2021 | Claimant(s): Harry Appleby
Claimant Lawyers(s): Harry E. Appleby
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Joseph M. Rebein, Sherry L. Robinson, Karen Roberts Washington
Hearing Site: Kansas City, MO
| | $0 |
| 20-01723 | 02/09/2021 | Claimant(s): Benedict Emesowum
Claimant Lawyers(s): Benedict Emesowum
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
| | $0 |
| 20-01582 | 02/05/2021 | Claimant(s): Robert Mangine
Claimant Lawyers(s): Richard S. Wayne
Respondent(s): Charles Schwab & Co.., James Albert
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
| | Expungement |
