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FINRA Awards for Harry E. Appleby

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0198502/16/2021Claimant(s): Harry Appleby
Claimant Lawyers(s): Harry E. Appleby
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Joseph M. Rebein, Sherry L. Robinson, Karen Roberts Washington
Hearing Site: Kansas City, MO
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