| 08-01036 | 05/08/2009 | Claimant(s): Bonnie Burdett & Joyce Anthony TTees of
Claimant Lawyers(s): George S. Trevor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Helen Marinak Blohm, Bradley C. Mitchell, Fred D. Butler
Hearing Site: San Francisco, CA
|  | $0 |
| 08-01231 | 04/30/2009 | Claimant(s): James O'Rorke
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): Charles Schwab & Co.., Mark Haenny
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Thaddeus J. Tecza, Marilyn R. Lewis, Patricia Mary Vondra
Hearing Site: Denver, CO
| | $33,124 |
| 08-02373 | 04/28/2009 | Claimant(s): Katharine Murphy
Claimant Lawyers(s): Richard Pratt
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly Moynihan
Arbitrator(s): Amy Seltzer
Hearing Site: San Francisco, CA
| | $0 |
| 07-02567 | 04/24/2009 | Claimant(s): Jerri Curry
Claimant Lawyers(s): Jerri Curry
Respondent(s): Graham Rogney, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Lau
Arbitrator(s): Alexander L. Mazour, Fred D. Butler, Hadden Wing Roth
Hearing Site: San Francisco, CA
| | $0 |
| 08-03988 | 04/08/2009 | Claimant(s): Nani K. Hogle, TTEE Nani K. Hogle Trust
Claimant Lawyers(s): Nani K. Hogle
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): William M. Howard
Hearing Site: Salt Lake City, UT
| | $0 |
| 08-02347 | 04/02/2009 | Claimant(s): David L. Fairbairn & Leslie T. Fairbairn
Claimant Lawyers(s): Stephen D. Halfhill
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Curt H. Mueller
Arbitrator(s): Carole Rollinson, Michael H. McConihe, Stephan Paul Carrier
Hearing Site: Washington, DC
| | $0 |
| 08-03724 | 03/27/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Sara Stabenow, Todd Stabenow
Respondent Lawyers(s): Sara A. Stabenow, Todd D Stabenow
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | $0 |
| 08-02377 | 03/13/2009 | Claimant(s): Dolores Gardella
Claimant Lawyers(s): John D'Amato
Respondent(s): Charles Schwab & Co.., Sean Bies
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 08-03461 | 03/12/2009 | Claimant(s): Anthony Antonucci
Claimant Lawyers(s): Anthony Antonucci
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
| | $1,638 |
| 08-02712 | 03/10/2009 | Claimant(s): Matthew Pawlik
Claimant Lawyers(s): Matthew E Pawlik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Mai Klaassen
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL
| | $0 |
