| 16-02933 | 03/29/2018 | Claimant(s): Nicolette Billings, Estate of Rosemary Seheult
Claimant Lawyers(s): Gregory A. Friedman
Respondent(s): David Gray, Morgan Stanley, Citigroup Global Markets., Gregg Stupinski
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Barry David Thorpe
Hearing Site: Miami, FL
|  | $0 |
| 16-00931 | 08/08/2017 | Claimant(s): Gregg A. Kiken Trust U/A DTD 11/21/2001, Linda G. Kiken Trust U/A DTD 11/21/2001
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors, Russell Blum
Respondent Lawyers(s): Patricia E. Cowart, Russell Blum
Arbitrator(s): Steven Gerard Goerke, Sidney J. Wartel, Toby Bartosh
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00499 | 05/09/2017 | Claimant(s): Terry Denisco Rev Tr Terry Denisco TTEE
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Steven Gerard Goerke, Paul Weinberg, Jeffrey Scott Shapiro
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-03376 | 08/09/2016 | Claimant(s): Central American Management, Ltd, Servicios Integrados en Pre-Neccesidad
Claimant Lawyers(s): Jorge A. Mestre, Vincent Schmeltz
Respondent(s): Vicente Ferrera Azarak, Global Investor Services, L.C.
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Nancy J. Cliff, Theodore Roy Bayer
Hearing Site: Miami, FL
| | Expungement |
| 15-01022 | 02/01/2016 | Claimant(s): Roger Beckham
Claimant Lawyers(s): Scott Eichhorn
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Diana Sur
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 15-01971 | 09/10/2015 | Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol
Respondent(s): Carlos Freire, Carlos Ubinas Taylor, Doel Garciaromero
Respondent Lawyers(s): Ana M. Rodriguez-Rivera, Heriberto Lopez, Mauricio O. Muniz-Luciano
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer
Hearing Site: San Juan, PR
| | Expungement |
| 13-03062 | 07/28/2015 | Claimant(s): Francisco Ramis Galdo, Ines Rivero de Ramis, Conjugal Partnership Constituted by Them
Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau Gomez, Jose Luis Gonzalez Castaner
Respondent(s): Jose Ramirez, UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Guillermo Ramos Luina, Patrick Mair, Roberto C. Quinones-Rivera
Arbitrator(s): Steven Gerard Goerke, Barth Satuloff, Howard B. Scherer
Hearing Site: San Juan, PR
| | $250,600 |
| 14-03476 | 07/14/2015 | Claimant(s): Helena Harnash
Claimant Lawyers(s): Todd S. Roth
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Robert C. Harris
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 11-03905 | 05/21/2015 | Claimant(s): CSCG.
Claimant Lawyers(s): Francisco J. Villarrubia
Respondent(s): UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven Gerard Goerke, Robert G. Falbisaner, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
| | Expungement |
| 12-02499 | 05/21/2015 | Claimant(s): Anne Unanue, Carlos Unanue, Francisco Unanue, Jorge Unanue, Jose Rivero, The Anne Marie Unanue Revocable Trust
Claimant Lawyers(s): Dennis A. Nowak
Respondent(s): Jorge Carreras, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Steven Gerard Goerke, Kevin A. Llinas, Paul J. Burkhart
Hearing Site: Miami, FL
| | $0 |
