| 06-05283 | 12/26/2007 | Claimant(s): Lafise Valores Santo Domingo, S.A.
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Stanford Group Company
Respondent Lawyers(s): Ronald Shindler
Arbitrator(s): Allen J. Kaplan, Patricia J. Murphy, Dale W. Oliver
Hearing Site: Boca Raton, FL
|  | $297,000 |
| 06-04316 | 12/12/2007 | Claimant(s): Yan Zhao, Amicorp Development, Ltd., Essence City, Ltd, Precise Power Holdings
Claimant Lawyers(s): General Counsel, Yan Hong Zhao
Respondent(s): Capital Growth Financial
Respondent Lawyers(s): Jason Gordon
Arbitrator(s): Marc Scott Shapiro, Ted Romanos, Martin M. Van Luven
Hearing Site: Boca Raton, FL
| | $0 |
| 06-04130 | 12/06/2007 | Claimant(s): Estate of Harriet H. Dublon
Claimant Lawyers(s): Jack Scarola
Respondent(s): Ronnie Flint
Respondent Lawyers(s): Ronnie W. Flint - K70204/1106u
Arbitrator(s): Seth L. Finkel, Richard Anthony Jannuzzi, Sandra J. Bakalus
Hearing Site: Boca Raton, FL
| | $0 |
| 06-02323 | 12/04/2007 | Claimant(s): Milton and Blanche Wasserburger
Claimant Lawyers(s): Jeffrey Sonn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kent B. Frazer
Arbitrator(s): David W. Newman, Syma S. Kasdin, Eugene J. Koalkin
Hearing Site: Boca Raton, FL
| | $97,424 |
| 06-04414 | 11/21/2007 | Claimant(s): Rosalind Drabin, Henry and Rosalind Drabin
Claimant Lawyers(s): Scott L. Silver
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): April M. Chung
Arbitrator(s): Melvin Jarolem, Raymond W. Snow, Mauricio Arcadier
Hearing Site: Boca Raton, FL
| | $571,495 |
| 05-01724 | 11/15/2007 | Claimant(s): Eduardo Kawas, Salvador Porte, Geradons, S.L.
Claimant Lawyers(s): Dale Ledbetter, Jan Douglas Atlas
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Michael J. Lawson
Arbitrator(s): Norman L. Weiss, Lawrence Goldberg, Sandro L. Ramos
Hearing Site: Boca Raton, FL
| | $0 |
| 06-04367 | 11/13/2007 | Claimant(s): Charlotte Bluestein, Edward Bluestein, CHARED
Claimant Lawyers(s): Edward Bluestein
Respondent(s): Terra Nova Trading, L.L.C.
Respondent Lawyers(s): Christian T. Kemnitz
Arbitrator(s): Bruce N. Sankin, Gerald Silverman, Tamra H. Sheffman
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01463 | 10/30/2007 | Claimant(s): John McQueston
Claimant Lawyers(s): John McQueston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00479 | 10/29/2007 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Jason M. Fedo
Respondent(s): John Gordon, Jenkins-Olsen.
Respondent Lawyers(s): Company Corporation, John Gordon
Arbitrator(s): Elena G. Rodriguez, Arnold Levine, Richard H. Tierney
Hearing Site: Boca Raton, FL
| | |
| 07-00149 | 10/24/2007 | Claimant(s): Averill Fisk
Claimant Lawyers(s): Lonnie K. Martens
Respondent(s): Tradestation Securities
Respondent Lawyers(s): Marc Stone
Arbitrator(s): Elena G. Rodriguez, Walter A. Bajak, James Chris Mills
Hearing Site: Boca Raton, FL
| | $65,000 |
