| 05-01724 | 11/15/2007 | Claimant(s): Eduardo Kawas, Salvador Porte, Geradons, S.L.
Claimant Lawyers(s): Dale Ledbetter, Jan Douglas Atlas
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Michael J. Lawson
Arbitrator(s): Norman L. Weiss, Lawrence Goldberg, Sandro L. Ramos
Hearing Site: Boca Raton, FL
|  | $0 |
| 06-04367 | 11/13/2007 | Claimant(s): Charlotte Bluestein, Edward Bluestein, CHARED
Claimant Lawyers(s): Edward Bluestein
Respondent(s): Terra Nova Trading, L.L.C.
Respondent Lawyers(s): Christian T. Kemnitz
Arbitrator(s): Bruce N. Sankin, Gerald Silverman, Tamra H. Sheffman
Hearing Site: Boca Raton, FL
| | $0 |
| 07-01463 | 10/30/2007 | Claimant(s): John McQueston
Claimant Lawyers(s): John McQueston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Guy K. Stewart
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00479 | 10/29/2007 | Claimant(s): Deutsche Bank Securities.
Claimant Lawyers(s): Jason M. Fedo
Respondent(s): John Gordon, Jenkins-Olsen.
Respondent Lawyers(s): Company Corporation, John Gordon
Arbitrator(s): Elena G. Rodriguez, Arnold Levine, Richard H. Tierney
Hearing Site: Boca Raton, FL
| | |
| 07-00149 | 10/24/2007 | Claimant(s): Averill Fisk
Claimant Lawyers(s): Lonnie K. Martens
Respondent(s): Tradestation Securities
Respondent Lawyers(s): Marc Stone
Arbitrator(s): Elena G. Rodriguez, Walter A. Bajak, James Chris Mills
Hearing Site: Boca Raton, FL
| | $65,000 |
| 05-05807 | 10/19/2007 | Claimant(s): David and Louise Blumlo
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Pacvest Associates.
Respondent Lawyers(s): Robert K. Mann
Arbitrator(s): Judy A. Avey, James G. Gertz, Joseph Leonard Friedes
Hearing Site: Boca Raton, FL
| | $64,433 |
| 06-02094 | 10/10/2007 | Claimant(s): Sidney and Sandra Levy
Claimant Lawyers(s): Ronald P. Weil
Respondent(s): Wachovia Securities, Robert DeForest
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $382,600 |
| 06-01740 | 10/09/2007 | Claimant(s): Alvaro De Castro & Maria Penna
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): EFG Capital International
Respondent Lawyers(s): Barton S. Sacher
Arbitrator(s): Seymour Herman, Michael Robert Emery, James G. Gertz
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00586 | 10/03/2007 | Claimant(s): Scott Efron and Karen Efron
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Richard E. Conner, Barry David Thorpe, Andrew R. Present
Hearing Site: Boca Raton, FL
| | $0 |
| 06-05183 | 08/13/2007 | Claimant(s): Linda Hale
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): OptionsXpress.
Respondent Lawyers(s): Hillary Victor
Arbitrator(s): Bernard A. Taub, Kevin S. Doty, Allen Robin
Hearing Site: Boca Raton, FL
| | $175,000 |
