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FINRA Awards for Boca Raton, FL

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Displaying 681-690 out of 706 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0515604/02/2008Claimant(s): Carlos Robledo
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Jack Stein, Richard S. Herman, Marshall Scott Milinski
Hearing Site: Boca Raton, FL
Checkmark Icon$8,536
05-0075703/19/2008Claimant(s): Jeffrey Kandel, The Billie Kandel Levine Trust #2
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Jed Kaplan, Kaplan & Co. Securities.
Respondent Lawyers(s): Stephen A. Mendelsohn
Arbitrator(s): Mark C. Perry, James D. McDonald, Burton Silverstein
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
07-0198203/14/2008Claimant(s): Marilyn J. Adams, IRA
Claimant Lawyers(s): Marilyn J. Adams
Respondent(s): Christian Clinton, A.G. Edwards & Sons.
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Laz L. Schneider
Hearing Site: Boca Raton, FL
Checkmark Icon$10,213
06-0203902/29/2008Claimant(s): David Morrill, Dorothy Jones, Gale Peregrin, Nancy Morrill, William Tierney, Walter Bell and Caroline Bell, Miami Magnet Co. Profit Sharing Plan, The Gale Peregrin Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Joseph L. Bernstein, Marc S. Piven, Louis David Huss
Hearing Site: Boca Raton, FL
Checkmark Icon$142,156
06-0464102/25/2008Claimant(s): Stanley Stahl, Stanley Stahl Revocable Trust 11/11/03
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Michael Lukasievich, Edward Arthur Horton, Lili Ann Olin
Hearing Site: Boca Raton, FL
Checkmark Icon$41,250
06-0539702/22/2008Claimant(s): Leona Levitan, Arleen Bernstein, etal.
Claimant Lawyers(s): Scott M. Zucker
Respondent(s): Daniel OShea, David Pike, Douglas Damrow, Prudential Equity Group
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Guy K. Stewart, Sydney I. Josepher, Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
07-0079802/13/2008Claimant(s): John Egri
Claimant Lawyers(s): Darren C. Blum
Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland
Respondent Lawyers(s): Lloyd S. Clareman, Matthew N. Thibaut
Arbitrator(s): Lawrence M. Green, Mark I. Scheinbaum, Will Murphy
Hearing Site: Boca Raton, FL
Checkmark Icon$38,782
05-0670802/08/2008Claimant(s): William Strawbridge
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Alfred Osgood, Ferris, Baker Watts
Respondent Lawyers(s): Gilbert W. Boyce, Jennifer M. Blunt
Arbitrator(s): David P. Slater, Jay L. Valinsky, Dione E. Houchins
Hearing Site: Boca Raton, FL
Checkmark Icon$0
06-0504901/29/2008Claimant(s): Stephan Rupp, Professional Investment Group
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Brian Herman, Jay Noiman, Sean Callahan, Viewtrade Securities,.
Respondent Lawyers(s): Eugene Michael Kennedy
Arbitrator(s): R. Christopher Laux, Lawrence S. Silver, Peter A. Portley
Hearing Site: Boca Raton, FL
Checkmark Icon$25,000
07-0226301/23/2008Claimant(s): Lorraine Ecker and Warren Ecker
Claimant Lawyers(s): Lorraine Ecker
Respondent(s): Wachovia Securities
Respondent Lawyers(s): David J. Rice
Arbitrator(s): Stan West
Hearing Site: Boca Raton, FL
Checkmark Icon$163

706 Results

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