| 15-00695 | 07/01/2016 | Claimant(s): George Murphy & Cheryl Murphy
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Ameriprise Financial Services., Joseph Grund
Respondent Lawyers(s): Gerry A. Giurato, Niels P. Murphy
Arbitrator(s): Ellen J. Abrams, Sonja Shuford
Hearing Site: Boca Raton, FL
|  | Expungement |
| 14-01580 | 06/29/2016 | Claimant(s): Noor Barsar
Claimant Lawyers(s): Jared Levy
Respondent(s): Wells Fargo Advisors, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Marc T. Danon, Carl Shechter, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00829 | 06/15/2016 | Claimant(s): Keith Melton, CUB Melton Properties, Confidential Communications Consultants, H.K.M. Investments., H.K.M. Nevada, LTD, Melton Management., The H. Keith Melton Grantor Trust
Claimant Lawyers(s): Andrew Mytelka, Jeannie Urbani
Respondent(s): Amie Thompson, Kim Isaacson, Morgan Stanley, Paul Shoemaker
Respondent Lawyers(s): Beth A. Black, Daniel D. Hill
Arbitrator(s): Carl Shechter, Lisa Marie Macci, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | $3,586,990 |
| 14-02234 | 06/10/2016 | Claimant(s): Bernard Feldman L.L.L.P./L.L.P., Barry Rein Living Trust DTD 10/25/2005, Debra Rein Living Trust dtd 10/25/2005
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Randy R. Freedman, Howard L. Conklin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00751 | 06/08/2016 | Claimant(s): Wendy Glick
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Morgan Stanley, Scott Drayer
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Monroe Mitchel, Bruce K. Isenberg, Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 15-02020 | 06/03/2016 | Claimant(s): Joel Pironti
Claimant Lawyers(s): Joel Pironti
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-02059 | 05/23/2016 | Claimant(s): Audri Lompado, Conde Loeffler, Edward Bohne, Edward Cohen, Irene Kirdahy, Kathie Azoff, Kenneth Gaul, Lawrence Deziel, Marc Azoff, Richard Wiedersum, Ronald Rickard, Tony Lompado, David Perry IRA, Ronald David IRA, Ronald G. Rickard Roth IRA, Ronad A. David and Dona C. David as Tena
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Doreen Weber, Kevin Larson
Respondent Lawyers(s): F. Chet Taylor
Arbitrator(s): Randy R. Freedman, Robert H. Loevin, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 14-00529 | 04/13/2016 | Claimant(s): David Menashe
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Ann Aylesworth
Arbitrator(s): James W. Geiger, Edward R. Niederriter, Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | $100,000 |
| 15-02322 | 04/12/2016 | Claimant(s): Marcell Poitier
Claimant Lawyers(s): Marcell Poitier
Respondent(s): Devon McLean, Everett Walker
Respondent Lawyers(s): Devon Coulin McLean, Everett Scoville Walker
Arbitrator(s): Marc T. Danon
Hearing Site: Boca Raton, FL
| | $25,000 |
| 15-00696 | 03/30/2016 | Claimant(s): Sondra Steinberg
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Joseph L. Bernstein, David Rich, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $53,500 |
