| 16-03318 | 06/22/2017 | Claimant(s): Nancy Savage
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jeffrey Drapala, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-00712 | 06/09/2017 | Claimant(s): Susan Wilson
Claimant Lawyers(s): Jason Haselkorn
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): Carl Shechter, Donald Theodore Ryce, Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | $0 |
| 13-00263 | 05/19/2017 | Claimant(s): Dayna Bolera, Thomas Bolera
Claimant Lawyers(s): Leonard P. Haberman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Gloria O. North, Ilisa J. Smukler, Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $0 |
| 16-00499 | 05/09/2017 | Claimant(s): Terry Denisco Rev Tr Terry Denisco TTEE
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Steven Gerard Goerke, Paul Weinberg, Jeffrey Scott Shapiro
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-02580 | 04/28/2017 | Claimant(s): Clifford Allenby
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): David P. Slater, Will Murphy, Andrew Michael Bonderud
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-01830 | 04/25/2017 | Claimant(s): Jacqueline Wachs, Saul Wachs, Saul H. Wachs RevocableTrust
Claimant Lawyers(s): Marc A. Wites
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-00306 | 04/18/2017 | Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Allen Kilik, Peter A. Portley, Lisa Jane Austein
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-02877 | 04/12/2017 | Claimant(s): James Gagliardi, Nohra Gagliardi
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Christopher Conness
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Barth Satuloff, James M. Scutti, Gary R Librizzi
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-02745 | 03/21/2017 | Claimant(s): Bo Young Oh
Claimant Lawyers(s): Bo Young Oh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 15-03075 | 02/21/2017 | Claimant(s): Carole Stanley, Tony Stanley
Claimant Lawyers(s): Russell Forkey
Respondent(s): Carmine Capone, Jason Figueroa, Paul Mante, The GMS Group
Respondent Lawyers(s): David W. Schmidt, Jason Lyn Figueroa
Arbitrator(s): Lawrence M. Green, Kimberly A. Gilmour, Toby Bartosh
Hearing Site: Boca Raton, FL
| | Expungement |
