19-00684 | 10/21/2021 | Claimant(s): Henry Ingram Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Leonard Michael Cusano, Carl Henry Perdue, Scott Albert Stringer Hearing Site: Boca Raton, FL
| | $0 |
20-01659 | 10/15/2021 | Claimant(s): Neil Krauter, The Krauter Group Claimant Lawyers(s): Patrick Gaffney Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
| | $0 |
18-03816 | 09/27/2021 | Claimant(s): Elizabeth Snyder, Linkster Holding, Elizabeth Snyder IRA, Elizabeth B. Snyder Revocable Trust Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): Barry Snyder, Montecito Advisors. Respondent Lawyers(s): Elie Genadry, Neil S. Baritz Arbitrator(s): Sidney J. Wartel, Andrea R. Jacobs, Stephen John Gohlke Hearing Site: Boca Raton, FL
| | $2,554,900 |
19-00721 | 09/17/2021 | Claimant(s): Nicholas and Brigit Trentalange, Robert and Marcia Shinbrot Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Andrea R. Jacobs, Jason Allen Rosner, Lan Trinh Hearing Site: Boca Raton, FL
| | $848,120 |
21-01045 | 09/02/2021 | Claimant(s): Mark Mills Claimant Lawyers(s): Mark D. Mills Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
| | $0 |
19-01985 | 09/01/2021 | Claimant(s): Howard Saretsky and Lynn Saretsky Claimant Lawyers(s): Debora R. Moore Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Peter B. King Arbitrator(s): Will Murphy, Joseph Benalt, Andrea R. Jacobs Hearing Site: Boca Raton, FL
| | Expungement |
20-01439 | 08/26/2021 | Claimant(s): Linda Jaremback, Michael Jaremback Claimant Lawyers(s): Lars Soreide Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Nanci Sondra Landy, Erika Deutsch Rotbart, Robert Stanley Zack Hearing Site: Boca Raton, FL
| | Expungement |
20-01434 | 08/16/2021 | Claimant(s): Harriet Zisman Trust DTD 12/23/1997 Claimant Lawyers(s): Joshua A. Katz Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Murphy Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL
| | Expungement |
20-03752 | 08/13/2021 | Claimant(s): Barbara Sopkin, Brummel Trust Claimant Lawyers(s): Barbara Sopkin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Martin A. Feigenbaum, Barth Satuloff, Pamela Jane Weinroth Hearing Site: Boca Raton, FL
| | $0 |
21-00298 | 07/30/2021 | Claimant(s): Sandra Greenberg Claimant Lawyers(s): Peter M. Spett Respondent(s): William Friedman Respondent Lawyers(s): William Sideny Friedman Arbitrator(s): Richard Carl Smukler Hearing Site: Boca Raton, FL
| | $250,300 |