Potomac Analytics' Logo

FINRA Awards for Boca Raton, FL

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 121-130 out of 701 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0068410/21/2021Claimant(s): Henry Ingram
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Leonard Michael Cusano, Carl Henry Perdue, Scott Albert Stringer
Hearing Site: Boca Raton, FL
Checkmark Icon$0
20-0165910/15/2021Claimant(s): Neil Krauter, The Krauter Group
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
Checkmark Icon$0
18-0381609/27/2021Claimant(s): Elizabeth Snyder, Linkster Holding, Elizabeth Snyder IRA, Elizabeth B. Snyder Revocable Trust
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Barry Snyder, Montecito Advisors.
Respondent Lawyers(s): Elie Genadry, Neil S. Baritz
Arbitrator(s): Sidney J. Wartel, Andrea R. Jacobs, Stephen John Gohlke
Hearing Site: Boca Raton, FL
Checkmark Icon$2,554,900
19-0072109/17/2021Claimant(s): Nicholas and Brigit Trentalange, Robert and Marcia Shinbrot
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Andrea R. Jacobs, Jason Allen Rosner, Lan Trinh
Hearing Site: Boca Raton, FL
Checkmark Icon$848,120
21-0104509/02/2021Claimant(s): Mark Mills
Claimant Lawyers(s): Mark D. Mills
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
Checkmark Icon$0
19-0198509/01/2021Claimant(s): Howard Saretsky and Lynn Saretsky
Claimant Lawyers(s): Debora R. Moore
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Will Murphy, Joseph Benalt, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0143908/26/2021Claimant(s): Linda Jaremback, Michael Jaremback
Claimant Lawyers(s): Lars Soreide
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Nanci Sondra Landy, Erika Deutsch Rotbart, Robert Stanley Zack
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0143408/16/2021Claimant(s): Harriet Zisman Trust DTD 12/23/1997
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Murphy
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0375208/13/2021Claimant(s): Barbara Sopkin, Brummel Trust
Claimant Lawyers(s): Barbara Sopkin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Martin A. Feigenbaum, Barth Satuloff, Pamela Jane Weinroth
Hearing Site: Boca Raton, FL
Checkmark Icon$0
21-0029807/30/2021Claimant(s): Sandra Greenberg
Claimant Lawyers(s): Peter M. Spett
Respondent(s): William Friedman
Respondent Lawyers(s): William Sideny Friedman
Arbitrator(s): Richard Carl Smukler
Hearing Site: Boca Raton, FL
Checkmark Icon$250,300

701 Results

Display: