| 17-00630 | 07/03/2018 | Claimant(s): Chris Schlatter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Barry Kiront, Blake Kiernan, Stephen Kiront, Woodstock Financial Group.
Respondent Lawyers(s): Blake H. Kiernan, John E. Lawlor, Martin P. Unger
Arbitrator(s): Thomas F. Mahoney, David J. Hase, Mark A. Frankel
Hearing Site: Des Moines, IA
|  | $105,000 |
| 17-02160 | 03/22/2018 | Claimant(s): Joel Anderson
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Sica, Matthew Wesley, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-03252 | 01/18/2017 | Claimant(s): Brian Arnold
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Joseph Schaffer
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
| | $300 |
| 15-01096 | 08/25/2016 | Claimant(s): Camille Pisciotto
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Shelley Teitelbaum, Sandra J. Mullings, Noel B. Berman
Hearing Site: New York, NY
| | Expungement |
| 14-00029 | 12/03/2015 | Claimant(s): Irving Nast
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Brian Hagerman, John Matthews, Equities Trading Corporation, Global Arena Capital Corp, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor, Ronald S. Herzog
Arbitrator(s): Edward J. Costello, Alan M. Rosen, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01677 | 12/01/2014 | Claimant(s): Patrick Delaney
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Elizabeth Smith, Morgan Stanley
Respondent Lawyers(s): William Hohauser
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | $69,765 |
| 13-03090 | 09/26/2014 | Claimant(s): Adam Cheven, Jennie Cheven
Claimant Lawyers(s): John E. Lawlor
Respondent(s): James Steck, J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
| | $65,418 |
| 11-04783 | 09/05/2014 | Claimant(s): Charles Jia, Laura Zhou
Claimant Lawyers(s): Steven M. Green
Respondent(s): Anthony Sica, Gary Saccaro, Joseph Alagna, Michael Kaplan, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Kevin K. Forrester, Mitchell Lee Lathrop, Traci Lynn Sherrod
Hearing Site: San Diego, CA
| | Expungement |
| 12-02526 | 11/26/2013 | Claimant(s): Maryann Araman, Antone Araman
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Diane Ciccone, Kathleen L. Daerr-Bannon, Timothy James Potero
Hearing Site: Philadelphia, PA
| | $674,030 |
| 12-02193 | 11/04/2013 | Claimant(s): Gerard Sagliocca
Claimant Lawyers(s): Gerard J. Sagliocca
Respondent(s): Michael Kaplan, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Mitchell S. Friedman
Hearing Site: Albany, NY
| | $0 |
