14-01407 | 02/01/2016 | Claimant(s): Paula Hian Claimant Lawyers(s): David P. Heim Respondent(s): Wells Fargo Advisors, Manuel Aponte Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Alan J. Blocher, Stephen J. Scherf, Laura Marini Davis Hearing Site: Philadelphia, PA
| | Expungement |
12-01497 | 09/08/2015 | Claimant(s): Thomas Strouse Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Linda M. Granata, Elena G. Rodriguez, Martin M. Van Luven Hearing Site: Ft. Lauderdale, FL
| | Expungement |
14-00515 | 07/28/2015 | Claimant(s): Jamesa Selleck Claimant Lawyers(s): Sara E. Hanley Respondent(s): Wells Fargo Advisors, Renita McDougal Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Richard H. Potter, Sanford S. Finder, Daniel Lee Tedrick Hearing Site: Charlotte, NC
| | Expungement |
13-03295 | 06/03/2015 | Claimant(s): William Chesser Claimant Lawyers(s): William D. Chesser Respondent(s): Wells Fargo Advisors, Curtis Dees Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Stuart K. Furman, Thomas Joseph Atkinson, Lori Beth Kamen Hearing Site: Orlando, FL
| | $0 |
13-02180 | 10/20/2014 | Claimant(s): John Shaw Claimant Lawyers(s): John M. Shaw Respondent(s): Brad Hindman, Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA
| | $0 |
13-00138 | 08/25/2014 | Claimant(s): Alberts Trust of 1997 Trust Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wachovia Securities Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Terry F. Peppard, James P. O'Donnell, Gerald J. Thain Hearing Site: Milwaukee, WI
| | $195,000 |
13-02910 | 04/25/2014 | Claimant(s): Victoria Blevins Claimant Lawyers(s): Victoria L. Blevins Respondent(s): Wells Fargo Advisors, Gerald Kessler Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Joseph J. Dougherty Hearing Site: Philadelphia, PA
| | $2,225 |
12-02890 | 03/19/2014 | Claimant(s): Jeffrey Smith Claimant Lawyers(s): B. David Jarashow Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Ronald L. Cheney Hearing Site: Manchester, NH
| | $0 |
12-01716 | 01/23/2014 | Claimant(s): Gene K Glasser and Jewel Bertman Trustee Claimant Lawyers(s): Gary Menzer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL
| | Expungement |
12-01858 | 01/22/2014 | Claimant(s): Carolyn Hamilton, Frank A. Hamilton (Deceased)IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Thomas J. McAllister, Irving A. Chesler, Robert David Epstein Hearing Site: Indianapolis, IN
| | Expungement |