| 12-01840 | 10/24/2013 | Claimant(s): Rose Mary Schemel
Claimant Lawyers(s): Julia K. Munley
Respondent(s): Nicholas Polito, PNC Bank, N.A., PNC Investments
Respondent Lawyers(s): Brian A. Carlis, Nicholas John Polito
Arbitrator(s): Rochelle K. Kaplan, Donald S. Bauman, Arthur Peter Bedrosian
Hearing Site: Philadelphia, PA
|  | $0 |
| 12-02233 | 10/03/2013 | Claimant(s): John De Felice, Joseph De Felice
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Raymond, James & Associates., Michael Napolitano
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 11-03427 | 10/01/2013 | Claimant(s): Norman Hunsinger
Claimant Lawyers(s): John R. Crayton
Respondent(s): Brian Carr
Respondent Lawyers(s): Brian P. Carr
Arbitrator(s): Robert F. Sanville, Rafael A. Porrata-Doria, Shelley J. Michaels
Hearing Site: Philadelphia, PA
| | $294,645 |
| 13-00339 | 09/26/2013 | Claimant(s): Jill Ingerman
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-01531 | 09/23/2013 | Claimant(s): Meryl Kauff, Philip Kauff
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Felix A. Meschini, Paul Ribner, Peter A. Scarpato
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-00896 | 06/26/2013 | Claimant(s): Leonard Nole
Claimant Lawyers(s): Steven H. Doto
Respondent(s): Citigroup Global Markets., John Graff, Scott Whalen
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Robert F. Sanville, Alan J. Blocher, Carol H. Gold
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-02041 | 06/05/2013 | Claimant(s): Robert Schadewald, IRA
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Edward F. Koren, Shelley J. Michaels, Mary E. Mabry
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-03256 | 05/28/2013 | Claimant(s): Mario R. Gebbia as Trustee of the Mario
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Elliot B. Platt, Kathleen L. Daerr-Bannon, Mary L. Sims
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-00242 | 05/13/2013 | Claimant(s): Linda Hall, Robert Hall
Claimant Lawyers(s): Linda A Hall, Robert D. Hall
Respondent(s): Gary Klem, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): Peter A. Scarpato
Hearing Site: Philadelphia, PA
| | $0 |
| 11-00747 | 05/09/2013 | Claimant(s): Ben Karmel
Claimant Lawyers(s): Ben Karmel
Respondent(s): Clark Dodge & Co..
Respondent Lawyers(s): Brian J. Davis
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
