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FINRA Awards for Scott Whalen

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0089606/26/2013Claimant(s): Leonard Nole
Claimant Lawyers(s): Steven H. Doto
Respondent(s): Citigroup Global Markets., John Graff, Scott Whalen
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Robert F. Sanville, Alan J. Blocher, Carol H. Gold
Hearing Site: Philadelphia, PA
Checkmark IconExpungement

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