| 20-03424 | 02/01/2022 | Claimant(s): Kay Akins, Leon Akins
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Robert S. Sugarman, Elena P. Anastasiou, Lisa Sandlow Imber
Hearing Site: Chicago, IL
|  | Expungement |
| 20-02177 | 11/30/2021 | Claimant(s): Kim Reynolds
Claimant Lawyers(s): Kim Reynolds
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): William A. Barrett, William Norton, Michael A. Orticelle
Hearing Site: Augusta, ME
| | $0 |
| 19-02371 | 03/26/2021 | Claimant(s): Barbara Conover
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Shelley Simons Korch, John N. Greer, Elizabeth Varner
Hearing Site: Baltimore, MD
| | Expungement |
| 19-03219 | 03/27/2020 | Claimant(s): Daniel T. Kuhl, IRA
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Gregory P. Szuter
Hearing Site: Columbus, OH
| | $300 |
| 17-02942 | 11/06/2019 | Claimant(s): Jerome Weiner, Sandra Weiner
Claimant Lawyers(s): Jerome Weiner
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jim Geiger, Alan J. Blocher, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | $0 |
| 18-01140 | 04/04/2019 | Claimant(s): Harry William Tepper Trust
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $85,061 |
| 17-00522 | 08/28/2018 | Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Leonard Michael Cusano, Sidney J. Wartel, John Rinaldi
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-03097 | 05/25/2018 | Claimant(s): Jacqueline Kavas, Ronald Kavas, Sharane Kavas
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Guillermo L. Bosch, John William Hannan, Timothy C Russell
Hearing Site: Philadelphia, PA
| | Expungement |
| 16-02803 | 05/12/2017 | Claimant(s): Judith Graf
Claimant Lawyers(s): John G. Cataldo
Respondent(s): Anthony Didonato, Gail Sokol, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Keith Roberts
Hearing Site: New York, NY
| | Expungement |
| 13-00764 | 02/12/2015 | Claimant(s): David Idas
Claimant Lawyers(s): William R. Ponsoldt
Respondent(s): Michael Blankenship, Michael Yost, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Marc S. Piven, Steven Gerard Goerke, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | $547,432 |
