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FINRA Awards for Edward Jones

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Displaying 41-50 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0003806/20/2019Claimant(s): Delise Martire, Sandra Hendricksen Martire
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Edward Jones, Troy Nelson
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Terry F. Peppard, Stanley H. Michelstetter, P. J. Boylan
Hearing Site: Bismarck, ND
Checkmark Icon$513,716
18-0093705/31/2019Claimant(s): West Chicago Police Pension Fund
Claimant Lawyers(s): Jeffrey Finley
Respondent(s): Edward Jones
Respondent Lawyers(s): Alexander Martin Madrid
Arbitrator(s): Ray J. Grzebielski, Robert Biondi, Adrian E. Mazar
Hearing Site: Chicago, IL
Checkmark Icon$0
18-0297603/08/2019Claimant(s): Betty Byassee
Claimant Lawyers(s): Betty H. Byassee
Respondent(s): Edward Jones, Rick Robertson
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Muriel Desloovere
Hearing Site: Nashville, TN
Checkmark Icon$4,522
18-0105609/24/2018Claimant(s): Debra Mandrell
Claimant Lawyers(s): Debra A. Mandrell
Respondent(s): Edward Jones, Luke Connell
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Michael L. Lyons
Hearing Site: St. Louis, MO
Checkmark Icon$0
18-0072508/13/2018Claimant(s): Kelly Fluharty
Claimant Lawyers(s): Kelly Fluharty
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Susan M. Thevenet
Hearing Site: Des Moines, IA
Checkmark Icon$23,799
17-0021607/26/2018Claimant(s): Howard Shelton, Velma Shelton, Shelton's Best Produce Co., Southern Traditions Yam Co.
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Ashley Lucile Belleau, Jeffrey R. Jury, William Gilbert Faulk
Hearing Site: New Orleans, LA
Checkmark IconExpungement
16-0043502/28/2018Claimant(s): James Johnson
Claimant Lawyers(s): William D. Brandt
Respondent(s): Bridgette Justis, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): George King
Hearing Site: Portland, OR
Checkmark IconExpungement
17-0076312/04/2017Claimant(s): Kyle Almond, Lynn Almond
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Edward Jones
Respondent Lawyers(s): Anitra T. Cassas
Arbitrator(s): Rochelle K. Kaplan, Tina E. Patterson, Carl F. Bowmer
Hearing Site: Richmond, VA
Checkmark IconDismissed by Rule 12206
16-0330110/20/2017Claimant(s): Charles Koontz
Claimant Lawyers(s): Clinton Barkdoll
Respondent(s): Bernice Schick, David Holman, Don Coldsmith, Nelson Hoachlander, Edward Jones, Randall Koontz
Respondent Lawyers(s): Alexandra M. Sipe, Bernice Schick, Daniel J. Donovan, Nelson L. Hoachlander
Arbitrator(s): John H Adair, Laura A. Kaster, Thomas James Hirsch
Hearing Site: Baltimore, MD
Checkmark Icon$34,011
16-0183004/25/2017Claimant(s): Jacqueline Wachs, Saul Wachs, Saul H. Wachs RevocableTrust
Claimant Lawyers(s): Marc A. Wites
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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