22-01894 | 01/16/2024 | Claimant(s): Western International Securities. Claimant Lawyers(s): Eric A. Michaels Respondent(s): Amar Toma Respondent Lawyers(s): Amar Toma Arbitrator(s): Tracy L. Allen, Carl E. Ver Beek, Richard Edward Rassel Hearing Site: Detroit, MI
| | $353,717 |
21-01288 | 03/13/2023 | Claimant(s): Robert Thompson Claimant Lawyers(s): Robert Brendan Thompson Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gary B. Deutsch, Michael Alan Ellis, Laurie Ann Malone Hearing Site: Cleveland, OH
| | $37,000 |
20-02237 | 08/16/2022 | Claimant(s): Mark Schultz, Wealth Management Trust Claimant Lawyers(s): Jason S. Haselkorn Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
| | Expungement |
20-03532 | 06/15/2022 | Claimant(s): Jeffrey Kane, Marsha Kane, Jeffrey Kane IRA, Jeffrey Kane Roth IRA, Marsha Kane IRA, Marsha Kane Roth IRA, Kane Family Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
| | Expungement |
20-03291 | 02/25/2022 | Claimant(s): Robert Refice IRA Claimant Lawyers(s): Michael Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gordon M. Wase, Kathleen Jones Spilker, Joseph Patrick Murphy Hearing Site: Philadelphia, PA
| | Expungement |
20-03751 | 01/14/2022 | Claimant(s): Elizabeth Baucom, Richard Baucom, Richard Baucom IRA Claimant Lawyers(s): Michael Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Guillermo L. Bosch, Mary L. Sims, Louis P. Wagman Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
20-00677 | 08/02/2021 | Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007 Claimant Lawyers(s): Joseph P. Ciaramitaro Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities. Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen Hearing Site: Detroit, MI
| | Expungement |
18-02445 | 12/19/2019 | Claimant(s): Robert Yanik, August & Helen Revocable Living Trust Claimant Lawyers(s): Jason T. Albin Respondent(s): LPL Financial LLC, Bradley Fischer Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Tracy L. Allen Hearing Site: Detroit, MI
| | $0 |
16-01271 | 02/08/2017 | Claimant(s): Lawrence Klenk, Melanie Klenk, The Trust of Delores M. Young Claimant Lawyers(s): Thomas K. Caldwell Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Timothy J. Currier Hearing Site: Detroit, MI
| | $0 |
15-00014 | 08/24/2016 | Claimant(s): Albert Febbo, Anthony Bonner, Barbara Brown, Beck Demery, Betty Markey, Bryan Solt, Carol Cutler, Charles Katko, Dana Shanbrom, David Bonner, David Wesenberg, Debi Howe, Diane Crivella, Erwin Billig, Frederick Allor, Gary Lannen, George Fetsco, Harlan Blomquist, Harold Sperlich, Jacqueline Wojas, et al Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Michele Renee Zinn Hearing Site: Detroit, MI
| | Expungement |