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FINRA Awards for Eric A. Michaels

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Displaying 10 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0189401/16/2024Claimant(s): Western International Securities.
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): Amar Toma
Respondent Lawyers(s): Amar Toma
Arbitrator(s): Tracy L. Allen, Carl E. Ver Beek, Richard Edward Rassel
Hearing Site: Detroit, MI
Checkmark Icon$353,717
21-0128803/13/2023Claimant(s): Robert Thompson
Claimant Lawyers(s): Robert Brendan Thompson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Gary B. Deutsch, Michael Alan Ellis, Laurie Ann Malone
Hearing Site: Cleveland, OH
Checkmark Icon$37,000
20-0223708/16/2022Claimant(s): Mark Schultz, Wealth Management Trust
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
Checkmark IconExpungement
20-0353206/15/2022Claimant(s): Jeffrey Kane, Marsha Kane, Jeffrey Kane IRA, Jeffrey Kane Roth IRA, Marsha Kane IRA, Marsha Kane Roth IRA, Kane Family Trust
Claimant Lawyers(s): Michael S. Hill
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
20-0329102/25/2022Claimant(s): Robert Refice IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Gordon M. Wase, Kathleen Jones Spilker, Joseph Patrick Murphy
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
20-0375101/14/2022Claimant(s): Elizabeth Baucom, Richard Baucom, Richard Baucom IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Guillermo L. Bosch, Mary L. Sims, Louis P. Wagman
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206
20-0067708/02/2021Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007
Claimant Lawyers(s): Joseph P. Ciaramitaro
Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities.
Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser
Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen
Hearing Site: Detroit, MI
Checkmark IconExpungement
18-0244512/19/2019Claimant(s): Robert Yanik, August & Helen Revocable Living Trust
Claimant Lawyers(s): Jason T. Albin
Respondent(s): LPL Financial LLC, Bradley Fischer
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
Checkmark Icon$0
16-0127102/08/2017Claimant(s): Lawrence Klenk, Melanie Klenk, The Trust of Delores M. Young
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
Checkmark Icon$0
15-0001408/24/2016Claimant(s): Albert Febbo, Anthony Bonner, Barbara Brown, Beck Demery, Betty Markey, Bryan Solt, Carol Cutler, Charles Katko, Dana Shanbrom, David Bonner, David Wesenberg, Debi Howe, Diane Crivella, Erwin Billig, Frederick Allor, Gary Lannen, George Fetsco, Harlan Blomquist, Harold Sperlich, Jacqueline Wojas, et al
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Edward M. Olson, Michael J. Meeusen, Michele Renee Zinn
Hearing Site: Detroit, MI
Checkmark IconExpungement

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