| 09-04135 | 12/17/2010 | Claimant(s): Annabelle Gaty, Jo Ann Caudill, Ted Gaty, Allenne G. Hatch, Indiv & as custodian, Craig Caudill, Ted E. Gaty as TTEE for the Allenne G.
Claimant Lawyers(s): Mark E Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Tim V. Young, Allan Weiss, James A. Morrow
Hearing Site: Indianapolis, IN
|  | $29,822 |
| 10-02544 | 12/17/2010 | Claimant(s): Dorothy L. Bailey
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): James N. D'Orso
Hearing Site: Memphis, TN
| | $213 |
| 08-03844 | 12/16/2010 | Claimant(s): Gary Siller, Heather Hietpas, Juanita Malone Cooper, Lauren Thompson, Leslie Siller, Michael Thompson, Thomas Thompson, Valerie Thompson
Claimant Lawyers(s): Roger B. Greenberg
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Juanita D. McKethan, Marjorie C. Johnson
Hearing Site: Houston, TX
| | $0 |
| 09-03906 | 12/06/2010 | Claimant(s): Patsy Freeman, Patsy Freeman Investment Management Acco
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Stephen C. Esposito, William M. Lacy, Leonard J. Sullivan
Hearing Site: Nashville, TN
| | $0 |
| 09-06740 | 12/06/2010 | Claimant(s): John A. Robinson, Sara L. Robinson
Claimant Lawyers(s): Diandra S Debrosse Burnley
Respondent(s): Christopher Cowing, Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Stephen A. Rowe
Arbitrator(s): Will Murphy, Lynda L. Baker, Thomas W. Allen
Hearing Site: Birmingham, AL
| | $0 |
| 10-02449 | 12/01/2010 | Claimant(s): Donald Lingle
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): William B. Kirby
Hearing Site: Boise, ID
| | $15,532 |
| 08-02589 | 11/19/2010 | Claimant(s): Brenda Flautt, Frank L. Flautt,Jr. Rollover IRA, Frank L. Flautt, Jr. Revocable Trust, Flautt Family Foundation
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Michael Brady
Arbitrator(s): Richard W. Epstein, Martin P. Bergman, James Edward Edwards
Hearing Site: Boca Raton, FL
| | $1,826,120 |
| 10-00452 | 11/16/2010 | Claimant(s): Thomas Sparks
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Teresa E. Adams
Arbitrator(s): Amy Seltzer
Hearing Site: Jackson, MS
| | $425 |
| 09-02030 | 11/12/2010 | Claimant(s): Sam and Martha Massey
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Janet Stern Solomon, Domitilia M. dos Santos, Joseph D. Vu
Hearing Site: Memphis, TN
| | $0 |
| 09-04459 | 11/09/2010 | Claimant(s): Lisa Craig, Mathew Craig
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Lynne T. Albert, David P. McDuffee, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | $0 |
