Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01699 | 04/04/2012 | Claimant(s): Gerard Fusco Claimant Lawyers(s): Gerard Fusco Respondent(s): Ameriprise Financial Services., James Gioia Respondent Lawyers(s): LaToyia K. Pierce Arbitrator(s): William M. Lacy, Leonard J. Sullivan, Alan M. Holzberg Hearing Site: Houston, TX |  | $0 |
| 09-02124 | 04/08/2011 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jack D. Ballard Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): Frank M. Romano, William M. Lacy, Charles S. Chester Hearing Site: Houston, TX | ||
| 09-03906 | 12/06/2010 | Claimant(s): Patsy Freeman, Patsy Freeman Investment Management Acco Claimant Lawyers(s): Mark E. Maddox Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Stephen C. Esposito, William M. Lacy, Leonard J. Sullivan Hearing Site: Nashville, TN | | $0 |