| 10-04030 | 11/21/2011 | Claimant(s): Jeanne Smiley
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Mary Margaret Bush
Hearing Site: Atlanta, GA
|  | $10,366 |
| 09-05510 | 11/18/2011 | Claimant(s): Don Insul, Jacquelyn Hicks, Lillian Jalass, Lillian Jalass Trust
Claimant Lawyers(s): James P. Graven
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avi Stadler
Arbitrator(s): Robert G. Conway, Kevin R. Zehe, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | $0 |
| 10-03431 | 11/17/2011 | Claimant(s): Cara Pessel, Eric Pessel, Jason Pessel, David Pessel IRA, David Pessel Roth IRA, Eric Pessel IRA, Jason Pessel IRA, Jason Pessel Roth IRA, Rhona Pessel IRA, Rhona Pessel Roth IRA, Eric Pessel Trust Account, Sylvia Stiftel Trust
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Charles G. Michaels, Thomas L. Dueber, Melissa Dawn Hubbard
Hearing Site: Denver, CO
| | $41,855 |
| 11-01883 | 11/17/2011 | Claimant(s): Wade Casey
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Philip I. McConnell
Hearing Site: Birmingham, AL
| | $213 |
| 09-02552 | 11/14/2011 | Claimant(s): Fleming Endowment, Pelican Holdings, Ltd.
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Jason Hale
Arbitrator(s): Karen Settle Newton, Jerry C. Prestridge, Alan M. Holzberg
Hearing Site: Houston, TX
| | $889,340 |
| 09-06593 | 10/31/2011 | Claimant(s): Jeffrey Barnes
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Sarah Y. Larson
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Birmingham, AL
| | $25,250 |
| 10-00019 | 10/27/2011 | Claimant(s): Joaquin Egberto Ramirez Marcillo & Maria
Claimant Lawyers(s): Barbara J. Riesberg
Respondent(s): Julio Almeyda, Morgan Keegan & Company.
Respondent Lawyers(s): Janet P. Jakubowicz
Arbitrator(s): Barth Satuloff, Barry David Thorpe, Stephen Trigg Kuhn
Hearing Site: Miami, FL
| | $0 |
| 09-07219 | 10/24/2011 | Claimant(s): Andre Weiss, Andre Weiss as Cust for Sarah Weiss, Andre Weiss as Cust. for Julian P. Weiss
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Randy R. Freedman
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03515 | 10/24/2011 | Claimant(s): Estelle Thompson
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): David J. Anderson, Holly A. Hart, Delores Manwar
Hearing Site: Birmingham, AL
| | $300 |
| 11-01741 | 10/24/2011 | Claimant(s): Larry Johnson and Elizabeith Johnson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Daniel David Kopman
Hearing Site: Birmingham, AL
| | $425 |
