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FINRA Awards for Karen Settle Newton

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0255211/14/2011Claimant(s): Fleming Endowment, Pelican Holdings, Ltd.
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): M. Jason Hale
Arbitrator(s): Karen Settle Newton, Jerry C. Prestridge, Alan M. Holzberg
Hearing Site: Houston, TX
Checkmark Icon$889,340

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