Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02815 | 07/06/2022 | Claimant(s): Monique Sessler Claimant Lawyers(s): Meghan McElligott Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA |  | Expungement |
| 20-01399 | 06/08/2022 | Claimant(s): Dana King Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): LPL Financial LLC, Bryan Shevak Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Nancy J. Cliff, Daniel H. Yaffe, Gloria O. North Hearing Site: Boca Raton, FL | | Expungement |
| 21-00303 | 04/11/2022 | Claimant(s): Greg Zinser, on behalf of his IRA Claimant Lawyers(s): Samuel Benton Edwards Respondent(s): LPL Financial LLC, Rodd Miller Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | | Expungement |
| 20-03291 | 02/25/2022 | Claimant(s): Robert Refice IRA Claimant Lawyers(s): Michael Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Gordon M. Wase, Kathleen Jones Spilker, Joseph Patrick Murphy Hearing Site: Philadelphia, PA | | Expungement |
| 21-01069 | 02/16/2022 | Claimant(s): Warren Gonzales Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA | | Dismissed by Rule 12206 |
| 20-03805 | 02/02/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Christopher B. Jones Respondent(s): LPL Financial LLC, Ronald Paull Respondent Lawyers(s): Kelsey Vasko, Nancy L. Hendrickson Arbitrator(s): Peter L. Michaelson Hearing Site: Jersey City, NJ | | Expungement |
| 20-01036 | 01/19/2022 | Claimant(s): Johnny Rodriguez Claimant Lawyers(s): Robert Brian Volynsky Respondent(s): LPL Financial LLC, Dawn West Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Peter A. Goldman, Peter A. Seibel, John Michael Bergin Hearing Site: New York, NY | | Expungement |
| 20-03751 | 01/14/2022 | Claimant(s): Elizabeth Baucom, Richard Baucom, Richard Baucom IRA Claimant Lawyers(s): Michael Hill Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Guillermo L. Bosch, Mary L. Sims, Louis P. Wagman Hearing Site: Philadelphia, PA | | Dismissed by Rule 12206 |
| 21-01347 | 12/23/2021 | Claimant(s): Elizabeth Hope Claimant Lawyers(s): Elizabeth Hope Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Mimi B. Osiason Hearing Site: Jacksonville, FL | | Expungement |
| 19-02008 | 12/07/2021 | Claimant(s): Shirley Beneke, William Beneke Claimant Lawyers(s): Fred Spigarelli Respondent(s): LPL Financial LLC, Jake Warrington Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Joseph Neal Richardson Hearing Site: Kansas City, MO | | Expungement |