| 18-02485 | 07/11/2019 | Claimant(s): Donald Rensch
Claimant Lawyers(s): David Neuman
Respondent(s): Travis Hudak
Respondent Lawyers(s): Dochtor Kennedy
Arbitrator(s): Donald N. Tolin, Richard Marc Weinroth, Barbara M. Anscher
Hearing Site: Salt Lake City, UT
|  | $0 |
| 15-00734 | 04/18/2019 | Claimant(s): Gerald M. Butler, Jr. Family Trust, Jr. Marital Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): National Securities Corporation, National Asset Management
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Marc Kalish, Kevin Edward Anthony, John P. Kelly
Hearing Site: Salt Lake City, UT
| | $1,145,240 |
| 18-00243 | 01/25/2019 | Claimant(s): Catherine Talman, Roger Talman, 1990 Talman Family Living Trust
Claimant Lawyers(s): Leslie Schwaebe Akins
Respondent(s): Wells Fargo Clearing Services, Timothy Cusick
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Thaddeus J. Tecza, Mary C. Davis, Val D. Hornstein
Hearing Site: Salt Lake City, UT
| | Expungement |
| 17-00051 | 06/25/2018 | Claimant(s): David Coletti, Gail Charles, CDG (Ohio) LLC
Claimant Lawyers(s): Ross D Carmel
Respondent(s): Bruce Greenwald, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): George J. Karlsven, Daniel M. Yamshon, Marc Kalish
Hearing Site: Salt Lake City, UT
| | Expungement |
| 17-03131 | 05/11/2018 | Claimant(s): Barry Sorensen, Charles Cook, Lared Hansen and Andria B. Hansen, Val H. Bingham and Erin M. Bingham
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, George J. Karlsven, Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
| | $0 |
| 16-02577 | 03/15/2018 | Claimant(s): Joan Provost, John Provost, JJP Associates Profit Sharing Plan, Joan T. Provost Revocable Trust
Claimant Lawyers(s): Eric G. Benson
Respondent(s): Mitchell Simkins, Richard Miller, Mid-Atlantic Capital Corporation
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Steven Meyrich, Paul H. Lamboley, Edward Allan Hindman
Hearing Site: Salt Lake City, UT
| | Expungement |
| 16-03643 | 03/06/2018 | Claimant(s): Mark Watson
Claimant Lawyers(s): Chad S. Pehrson
Respondent(s): Brandon Stimpson, Allegis Investment Advisors, Allegis Investment Services
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Jonathan H. Krotinger, Mary Margaret Bush, Kathy L. Eisenmenger
Hearing Site: Salt Lake City, UT
| | $404,480 |
| 16-01119 | 01/26/2018 | Claimant(s): Deborah Barnes
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Donald N. Tolin, Jon Richard Catten, Constance B. White
Hearing Site: Salt Lake City, UT
| | Expungement |
| 16-00226 | 04/13/2017 | Claimant(s): Grace Huitt
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wilbanks Securities.
Respondent Lawyers(s): Aaron B. Wilbanks
Arbitrator(s): George J. Karlsven, Richard Djokic, Knute Arthur Rife
Hearing Site: Salt Lake City, UT
| | $1,073,440 |
| 16-00933 | 04/11/2017 | Claimant(s): Stephen H. Bonney IRA, Stephen H. Bonney Living Trust dated 6/1
Claimant Lawyers(s): Randall R. Heiner
Respondent(s): Brian Weese, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Herbert Liberman, William Michael Samsel, Kevin Edward Anthony
Hearing Site: Salt Lake City, UT
| | Expungement |
