Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05380 | 06/28/2012 | Claimant(s): Deborah Charles Claimant Lawyers(s): Benjamin Lapin Respondent(s): PNC Investments Respondent Lawyers(s): Brian A. Carlis Arbitrator(s): B. David Jarashow, Gerald Joseph Coughlin, Robert E. Anderson Hearing Site: Newark, NJ |  | Expungement |
| 11-01511 | 06/25/2012 | Claimant(s): John Kennedy Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wachovia Securities Financial Network Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY | | $0 |
| 10-03910 | 04/20/2012 | Claimant(s): Dawn Fragala Claimant Lawyers(s): Benjamin Lapin Respondent(s): Morgan Stanley Respondent Lawyers(s): Adam Kauff Arbitrator(s): Sandra J. Mullings, Sandra Gale Behrle, Jonathan L. Goldfarb Hearing Site: New York, NY | | Expungement |
| 11-00604 | 04/11/2012 | Claimant(s): Peter Vranas Claimant Lawyers(s): Benjamin Lapin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Kenneth J. Haim Arbitrator(s): James J. Stamos Hearing Site: Chicago, IL | | Expungement |
| 10-03652 | 03/29/2012 | Claimant(s): Louis Delmauro, Renee Delmauro Claimant Lawyers(s): Benjamin Lapin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | | Expungement |
| 11-00259 | 03/28/2012 | Claimant(s): Kenneth White Claimant Lawyers(s): Benjamin Lapin Respondent(s): Cuna Brokerage Services. Respondent Lawyers(s): Louis H. Castoria Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | | $0 |
| 10-04202 | 03/21/2012 | Claimant(s): Karen Papasergiou, Serge Papasergiou Claimant Lawyers(s): Benjamin Lapin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Alfred H. Kingon, Daniel A. Dolan, Edwin H. Bennett Hearing Site: New York, NY | | Expungement |
| 11-00374 | 03/15/2012 | Claimant(s): Norma Wawrzyniak Claimant Lawyers(s): Benjamin Lapin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | | Expungement |
| 11-01055 | 02/10/2012 | Claimant(s): John Francois Claimant Lawyers(s): Benjamin Lapin Respondent(s): Zions Direct. Respondent Lawyers(s): Bart K. Larsen Arbitrator(s): Laurel Littman Gothelf, Thomas J. Tanksley, Daniel Clay McGuire Hearing Site: Las Vegas, NV | | $36,050 |
| 10-05276 | 12/23/2011 | Claimant(s): John Puglisi Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Lori H. Carena Hearing Site: New York, NY | | Expungement |