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FINRA Awards for Stuart T. Rebish

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0419207/28/2014Claimant(s): Diegel Family Living Trust
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0358607/17/2014Claimant(s): Harry Butler & Elaine Butler JNT TEN
Claimant Lawyers(s): Elaine Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
Checkmark Icon$88
11-0137703/04/2013Claimant(s): Scott Teter
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Elizabeth A. Copley, Herbert Murez, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
10-0389603/02/2011Claimant(s): Ellen Jacob Custodian for John Fitsch
Claimant Lawyers(s): Ellen Jacob
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Eric P. Nachman
Hearing Site: New York, NY
Checkmark Icon$213
08-0199312/14/2009Claimant(s): Fernand W. Vanier and Dorothy F. Vanier
Claimant Lawyers(s): Fernand W. Vanier
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): James H. Bowersox, Edward Banian, Jerry Ellner
Hearing Site: Los Angeles, CA
Checkmark Icon$0
08-0131011/17/2008Claimant(s): Martha Schallern
Claimant Lawyers(s): Martha L. Schallern
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Susan Morris
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Helen E. Huyler
Hearing Site: Atlanta, GA
Checkmark Icon$4,389
07-0296910/31/2008Claimant(s): Salovich Family Trust
Claimant Lawyers(s): George V. Salovich
Respondent(s): Derek Uehara, Johanna Martin, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Edwin C. Shiver
Hearing Site: Las Vegas, NV
Checkmark Icon$0
07-0161109/15/2008Claimant(s): Darlene Ludolff
Claimant Lawyers(s): Adrian N. Roe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Samuel Spanos
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): John H. Ewing, Donald J. Gilbert, Alfred E. Lawson
Hearing Site: Pittsburgh, PA
Checkmark Icon$0

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