| 13-03268 | 12/18/2015 | Claimant(s): Rona Okin
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra Grannum
Arbitrator(s): Robert Youdelman, Ernesto V. Luzzatto, Edwin H. Bennett
Hearing Site: New York, NY
|  | Expungement |
| 14-02533 | 07/08/2015 | Claimant(s): Selissia Edwards
Claimant Lawyers(s): Adam Gana
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
| | Expungement |
| 13-02856 | 09/25/2014 | Claimant(s): Alan Iselin, Samuel Enterprises Inc.
Claimant Lawyers(s): Michelle Kagan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
| | $3,500 |
| 12-03003 | 06/12/2014 | Claimant(s): Bettina Rosser, Real Estate Seizure Sales., Thermos Norwich Developers Inc
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Victor Cassone, IFC Holdings d/b/a Invest Fin Corp, Mighty Oak Management LLC, Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Erinn J. Ford, Mark T. McCloskey, Philip A. Pizelo, Shannon L. Ford
Arbitrator(s): Lise Gabrielle Hunter, Daphne D. Duverney, Robert Youdelman
Hearing Site: New York, NY
| | Expungement |
| 12-02598 | 01/17/2014 | Claimant(s): Herbert Harbort
Claimant Lawyers(s): David Neuman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
| | Expungement |
| 12-00525 | 05/03/2013 | Claimant(s): Robert Hetherington
Claimant Lawyers(s): Robert Hetherington
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
| | $0 |
| 11-03220 | 04/24/2013 | Claimant(s): Robert Chandler
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Robert Youdelman
Hearing Site: Memphis, TN
| | Expungement |
| 11-04678 | 03/22/2013 | Claimant(s): David Levitt
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Ronald Marvin
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Burton M. Fendelman, Robert Youdelman, Robert S. Getman
Hearing Site: New York, NY
| | $402,950 |
| 10-00492 | 07/07/2011 | Claimant(s): Carole Abramovitz
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Lori Vinciguerra
Arbitrator(s): Robert Youdelman, Ira L. Blankstein, John Caracciolo
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 09-03961 | 05/25/2011 | Claimant(s): Howard Wilkov, The Wilkov Family Limited Partnership
Claimant Lawyers(s): Samuel L. Butt
Respondent(s): Ameriprise Financial Services., Jennifer Wilkov
Respondent Lawyers(s): Eric R. Breslin, Michael J. Zaretsky
Arbitrator(s): Robert Youdelman, Arnold Wagner, Herman Taub
Hearing Site: New York, NY
| | $501,200 |
