16-02246 | 04/24/2018 | Claimant(s): Jacob Coronado Claimant Lawyers(s): Henry D. Nunez Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, Mark Nance, Michael Muller, Wells Fargo Bank National Association Respondent Lawyers(s): Michael Joseph Gomez Arbitrator(s): Paul J. Dubow, Peter H. Daly, Mary Margaret Bush Hearing Site: San Francisco, CA
| | $181,931 |
14-02376 | 03/22/2018 | Claimant(s): Edward S. Adamy and Lois S. Adamy, TIC Claimant Lawyers(s): Steve Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Sharon R. Merriman, Arthur L. Tepper, Edwin Joseph Rehrman Hearing Site: Louisville, KY
| | Expungement |
17-01341 | 03/08/2018 | Claimant(s): Mahnaz Daniali Claimant Lawyers(s): Mahnaz Daniali Respondent(s): Daniel Halsne, Wells Fargo Advisors Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Peter H. Daly Hearing Site: Seattle, WA
| | $117 |
16-02369 | 03/05/2018 | Claimant(s): Ann Ellingson, Ann B. Ellingson IRA Accounts, Ellingson Family Partners Business Trust Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kevin J. Woods Arbitrator(s): Neil S. Jasper, Michael M. Hachigian, Mark Thomas Risner Hearing Site: Los Angeles, CA
| | Expungement |
16-03467 | 02/27/2018 | Claimant(s): Kimberly Lambert Claimant Lawyers(s): Adam M. Green Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): David Paul Clark Hearing Site: Washington, DC
| | Expungement |
16-01519 | 02/20/2018 | Claimant(s): Merle Propp, Robert Propp, Merle Carter Family Trust dated March 5, Claimant Lawyers(s): Kristin M. Cano, Steven L. Stern Respondent(s): Wells Fargo Advisors, Jackson National Life Distributors LLC Respondent Lawyers(s): Kevin K. Fitzgerald, Patrick Y. Yoo Arbitrator(s): Joseph Winter, Martin J. Kotowski, Steven Cohen Hearing Site: Los Angeles, CA
| | Expungement |
17-00665 | 02/15/2018 | Claimant(s): Jane Hoffman Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Wells Fargo Advisors, Ronald Guertin Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Jacquelyn M. Shannon Hearing Site: Tampa, FL
| | Expungement |
16-03011 | 02/01/2018 | Claimant(s): Karen Caldwell Claimant Lawyers(s): Karen G. Caldwell Respondent(s): Wells Fargo Advisors, Mary Stockinger Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Mary E. Woytek, Frank Samuel Perri, Brock B. Gordon Hearing Site: Charlotte, NC
| | Expungement |
16-00720 | 01/31/2018 | Claimant(s): Jerry McMillon, Jerry A. McMillon Living Trust Under Agr Claimant Lawyers(s): Mark A. Pruner Respondent(s): Jason Jaffee, Wells Fargo Advisors, Wells Fargo Securities, John Lee, Wells Fargo Company Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Carlos Richard Mangum, Dean J. Dietrich, Arocles Aguilar Hearing Site: San Francisco, CA
| | Expungement |
16-02312 | 01/22/2018 | Claimant(s): Fredrick Stepan, Marion Stepan, The Stepan Trust dated January 18, 2013 Claimant Lawyers(s): Aaron Israels Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Donald N. Tolin, Deanna M. Tuley, Leonard M. Goldstein Hearing Site: Denver, CO
| | Expungement |