| 10-00571 | 03/24/2011 | Claimant(s): Timothy M. Moses
Claimant Lawyers(s): Robert L. Isaacs
Respondent(s): Wells Fargo Advisors, Virginia Bowie
Respondent Lawyers(s): Andrew Park
Arbitrator(s): Donita M. King
Hearing Site: Richmond, VA
|  | Expungement |
| 10-03357 | 03/07/2011 | Claimant(s): Saul Witenoff, The Saul Witenoff Revocable Trust
Claimant Lawyers(s): Stephen L Witenoff
Respondent(s): Wells Fargo Advisors, Sherwyn Labovitz
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
| | $23,893 |
| 09-05210 | 02/11/2011 | Claimant(s): Patricia Schluter
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Carlos Gonzalez, Wells Fargo Advisors
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Mark C. Perry, David Gerber, Ronald Kenneth Summers
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02607 | 12/20/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Dennis Hildebrandt, Dennis D. Hildebrandt Trust U/A DTD 5/25
Respondent Lawyers(s): Dennis D. Hildebrandt, Glenn C. McElroy
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA
| | $0 |
| 09-05158 | 12/14/2010 | Claimant(s): Lynda Adee
Claimant Lawyers(s): Elizabeth A. O'Brien
Respondent(s): Wells Fargo Advisors, Thorolf Teigen
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
| | $53,000 |
| 09-05480 | 12/07/2010 | Claimant(s): Gloria Erkkila, Russell Erkkila
Claimant Lawyers(s): Daniel D. Hill
Respondent(s): Wells Fargo Advisors, Timothy Baltzer
Respondent Lawyers(s): J. Jackson
Arbitrator(s): Lawrence J. Welte, Joan L. Volz, Robert S. Burk
Hearing Site: Minneapolis, MN
| | $0 |
| 09-04204 | 11/16/2010 | Claimant(s): George Allibone, June Allibone, Allibone Family Ltd. Partnership
Claimant Lawyers(s): Ernest W. Boyd
Respondent(s): Wachovia Securities, Joseph Klages, Nolan Caldwell, A.G. Edwards & Sons., Wells Fargo Advisors
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Philip I. McConnell, Howard J. Siegel, Ross D. Friend
Hearing Site: Houston, TX
| | $0 |
| 09-06534 | 11/04/2010 | Claimant(s): Carolyn Smith
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Viviana Santiago
Respondent Lawyers(s): Erin M. Burke
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
| | $20,000 |
| 10-01910 | 11/04/2010 | Claimant(s): J. Kenneth Wilkens IRA
Claimant Lawyers(s): J. Kenneth Wilkens
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
| | $0 |
| 10-01585 | 10/26/2010 | Claimant(s): Claire Layton
Claimant Lawyers(s): Claire M. Layton
Respondent(s): Wells Fargo Advisors, William Moynihan
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Daniel P. Lund
Hearing Site: Newark, NJ
| | $38 |
