| 17-02160 | 03/22/2018 | Claimant(s): Joel Anderson
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Anthony Sica, Matthew Wesley, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
|  | Expungement |
| 15-02910 | 06/09/2017 | Claimant(s): Estate of Mary Anne Trottier
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Morgan Stanley, Steven Crawford
Respondent Lawyers(s): Lesley V. Tepper
Arbitrator(s): Steven Gourley, Mark S. Priver, Michael Harrison
Hearing Site: Los Angeles, CA
| | $396,623 |
| 13-00215 | 02/06/2017 | Claimant(s): Richard Strang
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Robert Marks
Respondent Lawyers(s): Kevin J. Werner
Arbitrator(s): James A. Sigler, Mark S. Priver, Michael M. Hachigian
Hearing Site: Los Angeles, CA
| | $29,920 |
| 15-03150 | 07/13/2016 | Claimant(s): Timothy Craiger
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Capital City Securities
Respondent Lawyers(s): Todd E. Crawford
Arbitrator(s): James R. Duncan, Mark S. Priver, James Stephan Mulholland
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
| 14-01258 | 11/04/2015 | Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G Melkonian
Respondent(s): Bradley Chier, J.P. Morgan Securities Inc.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 14-02937 | 04/02/2015 | Claimant(s): Refael Shaoulian
Claimant Lawyers(s): Rafael Shaoulian
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
| | $0 |
| 13-02888 | 03/25/2015 | Claimant(s): Leslie Kraynak, Robert Kraynak, Leslie A. Kraynak IRA, Robert C. Kraynak IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Mark S. Priver, Steven A. Wawra, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01024 | 03/19/2015 | Claimant(s): Reuben Vollmer
Claimant Lawyers(s): Christopher Mader
Respondent(s): Aaron Maurer, Norman Price, Ronald Robertson, RP Capital LLC., Strategic Capital Group
Respondent Lawyers(s): Christine E. Tavares, William E. Fitzharris
Arbitrator(s): Larry Edmonson, Mark S. Priver, Richard A. Stephens
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-00840 | 04/09/2009 | Claimant(s): Susan Harris
Claimant Lawyers(s): Susan C. Harris
Respondent(s): Stanley Reynolds, American Financial Associates
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Mark S. Priver, James T. Capretz, Michael M. Perrigue
Hearing Site: Los Angeles, CA
| | $61,331 |
| 07-03054 | 03/20/2009 | Claimant(s): Alan Beverly, Angela Soll, Audrey Schaefer, Carole Renfro, Clayton Beck, Darcie Fulkerson, Debbie Beverly, Gail Stoneburg, Jeff Bourne, John Brezden, Jonathan Fulkerson, Kathy Beck, Kevin Howard, Linda Gaffney, Maria Brezden, Mark Baker, Mark Gruidl, Mark Soll, Michael Schaefer, Rena Stathacopoulos, et al
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Jeffrey Forrest, Associated Securities Corp.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Robert J. Ruben, Mark S. Priver, Kenneth Miller
Hearing Site: Los Angeles, CA
| | $8,858,600 |
