20-03899 | 12/30/2022 | Claimant(s): Cranston Fire & Police Dept Pension Plan Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Mary C. Kelleher, John James McGovern, Patrick R. Westerkamp Hearing Site: Providence, RI
| | Expungement |
20-00395 | 07/21/2021 | Claimant(s): Dmitry Kreslavskiy, Yevgeniya Kreslavskaya, Dmitry Kreslavskiy IRA, Yevgeniya Kreslavskaya IRA Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Concorde Investment Services Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Robert R. Salman, Robert E. Anderson, Patrick R. Westerkamp Hearing Site: Jersey City, NJ
| | Expungement |
18-03769 | 12/06/2019 | Claimant(s): Paul Houle Claimant Lawyers(s): Lars Soreide Respondent(s): IBN Financial Services. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Patrick R. Westerkamp Hearing Site: Newark, NJ
| | Dismissed by Rule 12206/12504 |
18-03187 | 11/21/2019 | Claimant(s): Ann Ginsberg, Gene Ginsberg, Gene H. Ginsberg & Ann R. Ginsberg Trust Claimant Lawyers(s): David A Conti Respondent(s): Stifel, Nicolaus & Co.., Lawrence Delhagen, Michael O'Keefe Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Mark H. Stein, Patrick R. Westerkamp, Gerard Thompson Hearing Site: Philadelphia, PA
| | $0 |
18-02028 | 11/15/2018 | Claimant(s): Leonard Dibbs Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Four Points Capital Partners LLC Respondent Lawyers(s): Michael P. Gilmore Arbitrator(s): Patrick R. Westerkamp Hearing Site: Wilmington, DE
| | Expungement |
18-00411 | 11/12/2018 | Claimant(s): Jean Gontarski Claimant Lawyers(s): Christopher Szewczyk Respondent(s): Heath Goldstein Respondent Lawyers(s): Christopher B. Jones Arbitrator(s): Patrick R. Westerkamp, Howard Alan Grinsberg, John G. Caporuscio Hearing Site: Newark, NJ
| | Expungement |
17-03461 | 09/04/2018 | Claimant(s): Bi-Zheng Liu, Jason Lin Claimant Lawyers(s): Ying Zhou Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Patrick R. Westerkamp, Lorrie E Whitfield, Christopher Scott Conner Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
17-00081 | 05/08/2018 | Claimant(s): D'Amato Family Living Trust Claimant Lawyers(s): Howard M. Rosenfield Respondent(s): David Remigino, Buell Securities Corp. Respondent Lawyers(s): Richard Slavin Arbitrator(s): Patrick R. Westerkamp Hearing Site: Hartford, CT
| | $0 |
16-03180 | 01/12/2018 | Claimant(s): Diane Helbling, Heather Abdullah-Robinson Claimant Lawyers(s): Diane Helbling Respondent(s): Brian Hentz, Dennis Kinzer, Morgan Stanley, Jeffrey Graunke, Pershing LLC, National Planning Corporation Respondent Lawyers(s): Benjamin J. Biard, Christopher M. Sacco, Jane L. Myers Arbitrator(s): Ronald P. Wertheim, Patrick R. Westerkamp, Leo J. Karwejna Hearing Site: Philadelphia, PA
| | $0 |
16-01621 | 01/23/2017 | Claimant(s): Fred Laryea, Ina Laryea Claimant Lawyers(s): Fred W. Laryea Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Patrick R. Westerkamp Hearing Site: Newark, NJ
| | $2,075 |