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FINRA Awards for Patrick R. Westerkamp

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0389912/30/2022Claimant(s): Cranston Fire & Police Dept Pension Plan
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Mary C. Kelleher, John James McGovern, Patrick R. Westerkamp
Hearing Site: Providence, RI
Checkmark IconExpungement
20-0039507/21/2021Claimant(s): Dmitry Kreslavskiy, Yevgeniya Kreslavskaya, Dmitry Kreslavskiy IRA, Yevgeniya Kreslavskaya IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Concorde Investment Services
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Robert R. Salman, Robert E. Anderson, Patrick R. Westerkamp
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
18-0376912/06/2019Claimant(s): Paul Houle
Claimant Lawyers(s): Lars Soreide
Respondent(s): IBN Financial Services.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
Checkmark IconDismissed by Rule 12206/12504
18-0318711/21/2019Claimant(s): Ann Ginsberg, Gene Ginsberg, Gene H. Ginsberg & Ann R. Ginsberg Trust
Claimant Lawyers(s): David A Conti
Respondent(s): Stifel, Nicolaus & Co.., Lawrence Delhagen, Michael O'Keefe
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Mark H. Stein, Patrick R. Westerkamp, Gerard Thompson
Hearing Site: Philadelphia, PA
Checkmark Icon$0
18-0202811/15/2018Claimant(s): Leonard Dibbs
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Four Points Capital Partners LLC
Respondent Lawyers(s): Michael P. Gilmore
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Wilmington, DE
Checkmark IconExpungement
18-0041111/12/2018Claimant(s): Jean Gontarski
Claimant Lawyers(s): Christopher Szewczyk
Respondent(s): Heath Goldstein
Respondent Lawyers(s): Christopher B. Jones
Arbitrator(s): Patrick R. Westerkamp, Howard Alan Grinsberg, John G. Caporuscio
Hearing Site: Newark, NJ
Checkmark IconExpungement
17-0346109/04/2018Claimant(s): Bi-Zheng Liu, Jason Lin
Claimant Lawyers(s): Ying Zhou
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Patrick R. Westerkamp, Lorrie E Whitfield, Christopher Scott Conner
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206
17-0008105/08/2018Claimant(s): D'Amato Family Living Trust
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): David Remigino, Buell Securities Corp.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Hartford, CT
Checkmark Icon$0
16-0318001/12/2018Claimant(s): Diane Helbling, Heather Abdullah-Robinson
Claimant Lawyers(s): Diane Helbling
Respondent(s): Brian Hentz, Dennis Kinzer, Morgan Stanley, Jeffrey Graunke, Pershing LLC, National Planning Corporation
Respondent Lawyers(s): Benjamin J. Biard, Christopher M. Sacco, Jane L. Myers
Arbitrator(s): Ronald P. Wertheim, Patrick R. Westerkamp, Leo J. Karwejna
Hearing Site: Philadelphia, PA
Checkmark Icon$0
16-0162101/23/2017Claimant(s): Fred Laryea, Ina Laryea
Claimant Lawyers(s): Fred W. Laryea
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
Checkmark Icon$2,075

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