| 17-00820 | 06/25/2019 | Claimant(s): Joseph Scaniffe
Claimant Lawyers(s): David J. Freniere
Respondent(s): Anastasios Belesis, John Belesis, Marc Greenberg, Brookville Capital Partners, John Thomas Financial, Sterne, Agee & Leach.
Respondent Lawyers(s): Anthony Varbero, Gabriel Iezzoni, George D. Sullivan, Marc Greenberg, Maria Cummings, Seth Huberman
Arbitrator(s): Steven R. Rolnick, Philip S. Wellman, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
|  | $200,000 |
| 13-00819 | 06/11/2015 | Claimant(s): David Trotter, Elias Muasher, Eric Kovach, Issa Muasher, Jena Muasher, Joanne Trotter, Kurt Schellhas, Sommer Muasher
Claimant Lawyers(s): Seth Huberman
Respondent(s): Jeremy Kopp, Wade Bradley, Indievest Securities.
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): Alan Stamm, Kirtley M. Thiesmeyer, Russell T. Doe
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03857 | 12/19/2014 | Claimant(s): Estate of Duane L. Beam
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Michael Internoscia
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): James J. Puhala, Barry J. Lipson, William L. White
Hearing Site: Pittsburgh, PA
| | $0 |
| 12-03881 | 03/18/2014 | Claimant(s): Barton Waxman, Dorothy Waxman
Claimant Lawyers(s): Seth Huberman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Pamela H. Roderick, Angela Lourdes Ortiz
Hearing Site: New York, NY
| | Expungement |
| 09-00011 | 12/04/2012 | Claimant(s): Steven Dworkin
Claimant Lawyers(s): Seth Huberman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Richard L. Martens
Arbitrator(s): Myron S. Dunay, Charles Hoffman, Jeffrey Lawrence Sarkin
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02820 | 07/28/2011 | Claimant(s): Jennifer Weintraub
Claimant Lawyers(s): Seth Huberman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | Expungement |
| 09-04996 | 02/18/2011 | Claimant(s): Sidney Small
Claimant Lawyers(s): Seth Huberman
Respondent(s): RBC Capital Markets LLC, Timothy Disparte
Respondent Lawyers(s): Jessica J. Stomski, Kevin S. Besetzny
Arbitrator(s): Jeffrey W. Finke, Brian E. Slotky, Timothy M. Feeney
Hearing Site: Chicago, IL
| | $0 |
| 09-04130 | 12/29/2010 | Claimant(s): Morgan Stanley Smith Barney
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Clifford Feldstein, Kenneth Sitomer, Ronald Feldstein, Mara Capital Management
Respondent Lawyers(s): Jay Goldberg, Seth Huberman
Arbitrator(s): Ann C. Northern, Marilyn J. Salzman, Randolph Guggenheimer
Hearing Site: New York, NY
| | $0 |
| 09-02891 | 11/22/2010 | Claimant(s): Jeffrey Garske
Claimant Lawyers(s): Seth Huberman
Respondent(s): Gregory Knight, Max International Broker/Dealer Corp
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Mitchell M. Willoughby, N. John Garcia, Thomas Christopher Tuck
Hearing Site: Columbia, SC
| | $200,896 |
| 09-00809 | 04/30/2010 | Claimant(s): June G. Krever, Marc L. Krever
Claimant Lawyers(s): Seth Huberman
Respondent(s): Citigroup Global Markets., Ronald Fishbein
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Thomas L. Curran, Carl Shechter, Kenneth E. Merklen
Hearing Site: Boca Raton, FL
| | $0 |
