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FINRA Awards for Seth Huberman

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0151411/09/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert Pincus
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): John J. Jordan, Anthony V. La Manna, Mary Jane Walk
Hearing Site: Philadelphia, PA
16-0361510/27/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Mitchell Yanow
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
16-0313007/21/2017Claimant(s): John Erdmann
Claimant Lawyers(s): Seth Huberman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
12-0391012/03/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew E. Wolper
Respondent(s): David Kraft
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Charles Hoffman
Hearing Site: Boca Raton, FL
10-0560711/07/2011Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Matthew McGrath
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Richard Charles Hotvedt
Hearing Site: Boca Raton, FL
09-0203506/03/2010Claimant(s): Wachovia Securities
Claimant Lawyers(s): Joel E. Davidson
Respondent(s): Ronald Feldstein, Mara Capital Management
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Norman J. Reich, Mary Ellen Burns, Andrew J. Gerber
Hearing Site: New York, NY
Stipulated Award
07-0328203/03/2009Claimant(s): Joseph Stevens & Company.
Claimant Lawyers(s): Seth Huberman
Respondent(s): Henry Sanabria, John Sideris, Joseph Blocken, Louis Scalise, Mark Dalcollo, Renatto Cornejo, Thomas Gallagher, Vincent Trapozzano
Respondent Lawyers(s): Henry Sanabria, John Chris Sideris, Joseph Blocken, Louis Peter Scalise, Mark Dalcollo, Renatto Antonino Cornejo, Thomas Ranger Gallagher, Vincent Manuel Trapozzano
Arbitrator(s): Daniel B. Berkson, Jeffrey F. Friedman, Mark A. Egert
Hearing Site: New York, NY

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