| 13-03077 | 08/05/2016 | Claimant(s): Anthony Barbato, Anthony Barbato Trustess of
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Anastasios Belesis, JTF Private Wealth Management, John Thomas Financial
Respondent Lawyers(s): Anthony C. Varbero, Dan A. Druz, Maria Cummings
Arbitrator(s): Stanley F. Meyerson, Joseph I. Liebman
Hearing Site: New York, NY
|  | $57,524 |
| 13-03266 | 07/18/2016 | Claimant(s): Luther Furlow
Claimant Lawyers(s): Luther C. Furlow
Respondent(s): Andre LaBarbera, Kathleen McPherson, Newport Coast Securities.
Respondent Lawyers(s): Andre Vincent LaBarbera, Dan A. Druz
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $0 |
| 13-02251 | 01/05/2015 | Claimant(s): Thomas Bradley, Thomas Bradley IRA
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Timothy Ennis, Janney Montgomery Scott LLC
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Elizabeth A. McKinney, Michael P. Marryshow, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | $0 |
| 13-02763 | 01/02/2015 | Claimant(s): Matthew Lowery
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Anastasios Belesis, Joseph Castellano, John Thomas Financial
Respondent Lawyers(s): Dan A. Druz, Joseph Castellano
Arbitrator(s): Sabrina Raquel Scott, David F. Rock, Mohr Ernest Hill
Hearing Site: Atlanta, GA
| | $1,250,250 |
| 14-02680 | 11/07/2014 | Claimant(s): Bruce Hanshaw
Claimant Lawyers(s): Michael Lauterborn
Respondent(s): John Thomas Financial
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Mary Ann Tunick, Christine L. Stetson, Stephen James Cavanaugh
Hearing Site:
| | $75,000 |
| 13-00041 | 08/05/2014 | Claimant(s): Eubulus Kerr
Claimant Lawyers(s): Gabrielle J. Pretto
Respondent(s): Anastasios Belesis, Brian Roth, George Belesis, Joseph Castellano, Michele Misiti, Peter Viglione, John Thomas Financial
Respondent Lawyers(s): Brian Roth, Dan A. Druz, Peter Viglione
Arbitrator(s): Kendall P. Hill, James E. Bolin, John J. Meyer
Hearing Site: New Orleans, LA
| | $920,110 |
| 13-02188 | 04/07/2014 | Claimant(s): Marcy Miller, Michael Biller
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Anastasios Belesis, George Belesis, Joseph Castellano, John Thomas Financial
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): James D. Keeney
Hearing Site: Tampa, FL
| | $50,425 |
| 11-04698 | 07/12/2013 | Claimant(s): Bentley Stanton
Claimant Lawyers(s): Gary Menzer
Respondent(s): Douglas Leone
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Bruce W. Bennett
Hearing Site: Atlanta, GA
| | Expungement |
| 12-01753 | 07/02/2013 | Claimant(s): Christianne Meier
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Patrick DiGiacomo, Newport Coast Securities.
Respondent Lawyers(s): Dan A. Druz
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $45,860 |
| 09-02638 | 01/03/2011 | Claimant(s): Dennis and Sandra Malanga, DESA Corp. Profit Sharing Plan
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Charles Induddi, Pershing LLC, Lincoln Financial Securities
Respondent Lawyers(s): Jane Meyers, Janene M. Marasciullo
Arbitrator(s): Linda T. Pellegrino, Edith M. Novack, Joseph Michael Dougherty
Hearing Site: Newark, NJ
| | $43,750 |
