20-03904 | 05/30/2023 | Claimant(s): Mona Petrocine Claimant Lawyers(s): Martin Asatrian Respondent(s): David Turetzky, Ameriprise Financial Services., Marlene Yacenda Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Paul J. Camilleri, Annamaria Boccia Smith, William A. Rome Hearing Site: New York, NY
| | $0 |
14-01299 | 12/20/2017 | Claimant(s): Marilyn Booker Claimant Lawyers(s): Marilyn F. Booker Respondent(s): Harpreet Mangat, Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Louis H. Miron, Linda J. Baer, Robert Miles Saunders Hearing Site: Newark, NJ
| | $200,000 |
16-00969 | 11/27/2017 | Claimant(s): John Mixon Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Colette Manoil Hearing Site: Boston, MA
| | Expungement |
15-03169 | 07/20/2017 | Claimant(s): Mary Jean Negri Claimant Lawyers(s): John M. Breslin Respondent(s): Alan Palazzo Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Fred S. Pieroni, Robert E. Anderson, Stephen M. Plotnick Hearing Site: Newark, NJ
| | $0 |
14-01084 | 06/25/2015 | Claimant(s): Louise Blocker Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Raymond Nardo, Alfreida B. Kenny, John Michael Richardson Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
12-03836 | 02/20/2014 | Claimant(s): Rebecca Magee, William Magee Claimant Lawyers(s): Christopher J. Gray Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): James C. Hoover Hearing Site: Columbia, SC
| | Expungement |
10-04703 | 01/28/2014 | Claimant(s): Jane Katzen Claimant Lawyers(s): Alan Gilmore Respondent(s): Frank Faverzani, Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): E. William Pastor, Glenn J. Hansen, Paul Ribner Hearing Site: Philadelphia, PA
| | $375 |
12-01398 | 11/13/2013 | Claimant(s): Janet M. Di Palma Claimant Lawyers(s): Carlos A. Di Palma Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Sheldon M. Finkelstein, Edith M. Novack, Miriam Lefkowitz Hearing Site: Newark, NJ
| | Expungement |
11-00892 | 09/19/2012 | Claimant(s): Dharmendra Patel and Saroj Patel Claimant Lawyers(s): Benjamin Lapin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Linda T. Pellegrino Hearing Site: Newark, NJ
| | Expungement |
11-00748 | 07/05/2012 | Claimant(s): Theresa Falzarano Claimant Lawyers(s): Benjamin Lapin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Michael J. Zaretsky Arbitrator(s): Carol Corbett, John James McGovern, Edward Charles Mengel Hearing Site: Philadelphia, PA
| | $0 |