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FINRA Awards for Louise Blocker

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0108406/25/2015Claimant(s): Louise Blocker
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Raymond Nardo, Alfreida B. Kenny, John Michael Richardson
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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