| 11-00269 | 02/02/2012 | Claimant(s): Alan Begun, Rhonda Begun
Claimant Lawyers(s): David Liebrader
Respondent(s): Armen Karapetyan, Basis Financial
Respondent Lawyers(s): Richard E. Brodsky
Arbitrator(s): Bruce R. Heurlin
Hearing Site: Las Vegas, NV
|  | $62,034 |
| 10-02248 | 01/12/2012 | Claimant(s): Derek LaFavor, LaFavor Investments, L.P.
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): LPL Financial LLC, Michael Manning, Hamilton, Manning & Associates
Respondent Lawyers(s): John Kincade, John Singer
Arbitrator(s): Elizabeth A. Copley, Theodore T. Wdowiak, Anita Rae Shapiro
Hearing Site: Las Vegas, NV
| | Stipulated Award and Expungement |
| 10-05507 | 01/12/2012 | Claimant(s): Palatine Capital Investment Group
Claimant Lawyers(s): Harold P. Gewerter
Respondent(s): Alpine Securities Corporation
Respondent Lawyers(s): Erik A. Christiansen
Arbitrator(s): Douglas Edwards, Howard W. Shannon, Barry A. Mainardi
Hearing Site: Las Vegas, NV
| | $0 |
| 10-03408 | 01/09/2012 | Claimant(s): David Garcia, ARI-COP
Claimant Lawyers(s): David Liebrader
Respondent(s): Wedbush Securities Inc., David Marina, Patrick Wainscott
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Leonard Willig, Benjamin F. Breslauer, Dee Newell
Hearing Site: Las Vegas, NV
| | Expungement |
| 11-01162 | 12/05/2011 | Claimant(s): Ethelene C. Hayes and Earl E. Hayes, JTW
Claimant Lawyers(s): Ethelene C. Hayes
Respondent(s): Ing Financial Partners.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Robert S. Mautner
Hearing Site: Las Vegas, NV
| | $213 |
| 10-00722 | 08/02/2011 | Claimant(s): Antonio Calderon
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Michael Dean, Joyce L. Hurley, Nancy Jo Schwantes
Hearing Site: Las Vegas, NV
| | Expungement |
| 09-03016 | 07/19/2011 | Claimant(s): Vickie Parrish, EB and Vickie Tedesco Family Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Wells Fargo Investments, Jon Erickson, Patricia Fontan-Sorlie
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Laurel Littman Gothelf, Dean C. Abraham, Dee Newell
Hearing Site: Las Vegas, NV
| | Expungement |
| 07-02708 | 03/02/2011 | Claimant(s): Carol Flier, Nicole Flier, First Savings Bank C/F Dennis Flier IRA, Dennis Flier. Defined Benefit Trust, Flier Family Trust DTD 1/21/98
Claimant Lawyers(s): Dennis Flier
Respondent(s): Financial West Group
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Barry A. Mainardi, Robert Rosen, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | $0 |
| 09-05897 | 01/06/2011 | Claimant(s): Mary Calzat, Mary D. Calzat IRA, The Calzat Family Trust, DTD 11/25/98
Claimant Lawyers(s): David S. Harrison
Respondent(s): Gregory Bolton, Stephen Wild, Thomas Zielinski, QA3 Financial Corp.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Douglas Edwards, Katherine M. Harmeyer, Merrill Dean Taylor
Hearing Site: Las Vegas, NV
| | Expungement |
| 10-00085 | 11/03/2010 | Claimant(s): Linda Fastow Trust
Claimant Lawyers(s): Brian Fastow
Respondent(s): Donald Marshall, Fox & Company Investments Inc.
Respondent Lawyers(s): Donald Richard Marshall, John F. Goodson
Arbitrator(s): R. Peter Faris
Hearing Site: Las Vegas, NV
| | $11,935 |
