| 10-04909 | 10/01/2012 | Claimant(s): Laurence Pilgeram Ttee
Claimant Lawyers(s): Laurence Pilgeram
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): William M. Howard
Hearing Site: Las Vegas, NV
|  | $0 |
| 10-04170 | 09/10/2012 | Claimant(s): David DeBerry IRA, Rebecca DeBerry, IRA, David Keith DeBerry Irrevocable Trust I,, David Keith Deberry Irrevocable Trust II, DeBerry Revocable Living Trust, David an, Sharon Lynn DeBerry Irrevocable Trust I,, Sharon Lynn DeBerry Irrevocable Trust II, Sheila Ann DeBerry Lea Irrevocable Trust
Claimant Lawyers(s): Adam Nativ, Dale Ledbetter, George M. Fleming
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Douglas Edwards, George Frederick Garris, Dee Newell
Hearing Site: Las Vegas, NV
| | $0 |
| 11-02944 | 08/24/2012 | Claimant(s): Brenda Reber, John Reber
Claimant Lawyers(s): Richard Sacks
Respondent(s): David Bax, Loretta Cook, Richard Simpson, Walter Miller, Capital Growth Resources
Respondent Lawyers(s): David P. Bax, Lynne Rach
Arbitrator(s): Michael Dean, Thomas R. Watkins, Edwin John Apenbrink
Hearing Site: Las Vegas, NV
| | $0 |
| 11-00654 | 07/09/2012 | Claimant(s): Larry Haas, Roblar
Claimant Lawyers(s): Daniel A. Bakondi, Robert L. Gonser
Respondent(s): Anthony Thompson
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Thomas A. Culbertson, Paul E. Dahlman, George Frederick Garris
Hearing Site: Las Vegas, NV
| | $0 |
| 11-03064 | 06/28/2012 | Claimant(s): Karen Stallard, Lambert Stallard
Claimant Lawyers(s): Jan Graham
Respondent(s): Jackie Wadsworth, Richard Childs, IMS Securities.
Respondent Lawyers(s): Casey W. Jones
Arbitrator(s): Ralph B. Perry
Hearing Site: Las Vegas, NV
| | Expungement |
| 11-04471 | 05/14/2012 | Claimant(s): Richard Sudborough
Claimant Lawyers(s): Richard Sudborough
Respondent(s): Trade Monster
Respondent Lawyers(s): Michael Albino
Arbitrator(s): Paul H. Lamboley
Hearing Site: Las Vegas, NV
| | $25 |
| 09-06772 | 05/08/2012 | Claimant(s): Susan Shalov
Claimant Lawyers(s): Robert Bertsch
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Alan J. Duncan, R. Peter Faris, Brent J. Rosenbaum
Hearing Site: Las Vegas, NV
| | $0 |
| 10-00638 | 03/12/2012 | Claimant(s): The Sunrise Trust
Claimant Lawyers(s): Susan King
Respondent(s): Morgan Stanley & Co., Timothy McElroy
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Alan J. Duncan, Joe S. Tarrer, James H. McAvoy
Hearing Site: Las Vegas, NV
| | $0 |
| 10-05814 | 02/24/2012 | Claimant(s): Janice Carkeek, Janice Carkeek IRA, Janice A. Carkeek Revocable Trust U/A/D
Claimant Lawyers(s): Alan L. Sachs
Respondent(s): Jeremy Kisner, Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman, G. Thomas Fleming
Arbitrator(s): James H. McAvoy, Melvin S. Feldman, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | $31,768 |
| 11-01055 | 02/10/2012 | Claimant(s): John Francois
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Zions Direct.
Respondent Lawyers(s): Bart K. Larsen
Arbitrator(s): Laurel Littman Gothelf, Thomas J. Tanksley, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
| | $36,050 |
