| 13-00364 | 03/17/2015 | Claimant(s): The Donald J. Adams Trust
Claimant Lawyers(s): J. Ray Ayers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Bank of America, N.A.
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): Laurel Littman Gothelf, Seymour A. Kolman, Edwin John Apenbrink
Hearing Site: Las Vegas, NV
|  | Expungement |
| 12-03288 | 03/02/2015 | Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Tricor Financial
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Kelly K. Herren, Michael G. Clark, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $184,391 |
| 12-04190 | 12/03/2014 | Claimant(s): Elaine Kreda Revocable Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Kirtley M. Thiesmeyer, David L. Moran, Dale G. Higer
Hearing Site: Las Vegas, NV
| | Expungement |
| 13-02836 | 11/06/2014 | Claimant(s): Mary Curattalo, Sal Curattalo
Claimant Lawyers(s): David Liebrader
Respondent(s): Royal Alliance Associates., Mark Intino
Respondent Lawyers(s): Alan L. Sachs, Jay Simpson
Arbitrator(s): Robert A. Lombardi, William R. Rafti, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
| | $45,000 |
| 14-00985 | 10/14/2014 | Claimant(s): optionsXpress.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kuba Jewgieniew, Clear Lake Business Services LLC, Clear Lake Company Limited Partnership
Respondent Lawyers(s): Brian VanCleave
Arbitrator(s): June McLaughlin, Michael D. Harrison, Erich Daniel Schiefelbine
Hearing Site: Las Vegas, NV
| | $0 |
| 12-01936 | 09/24/2014 | Claimant(s): Benjamin Bruk IRA, The Bruk Family Living Trust dtd 3/10/06
Claimant Lawyers(s): Brandon L. Phillips, Telia U. Williams
Respondent(s): Kathleen Bellucci, Merrimac Corporate Securities.
Respondent Lawyers(s): Kathleen Bellucci, Stephen D. Pizzuti
Arbitrator(s): Steven A. Budin, Richard R. Edmister, Brent J. Rosenbaum
Hearing Site: Las Vegas, NV
| | $0 |
| 13-01039 | 08/28/2014 | Claimant(s): Norman Frey, Rambling River Ranches.
Claimant Lawyers(s): Bradd L. Milove, Jacob Pyle
Respondent(s): Sagepoint Financial., Robert Achurra, AIG Financial Advisors.
Respondent Lawyers(s): Jesse B. Simpson
Arbitrator(s): David J. Anderson, Linda Jane Jones, Richard R. Edmister
Hearing Site: Las Vegas, NV
| | $731,000 |
| 12-04001 | 02/27/2014 | Claimant(s): Stanley Poling
Claimant Lawyers(s): Stanley Bruce Poling
Respondent(s): Gregory Kinkead, Centaurus Financial., Kinkead Wealth Management
Respondent Lawyers(s): Adam Bloom, Samuel Edgerton
Arbitrator(s): Thomas E. Shuck
Hearing Site: Las Vegas, NV
| | $0 |
| 12-03584 | 02/03/2014 | Claimant(s): Todd Parriott Trust U/T/D 10-11-2005
Claimant Lawyers(s): M. Nelson Segel
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Douglas Edwards, Kelly K. Herren, Richard R. Edmister
Hearing Site: Las Vegas, NV
| | Expungement |
| 13-01539 | 01/29/2014 | Claimant(s): Jang Kongthong
Claimant Lawyers(s): Jang Kongthong
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Roberta Haft
Hearing Site: Las Vegas, NV
| | $0 |
