| 11-01948 | 10/16/2012 | Claimant(s): Michele Billings, Robert Billings
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): David P. Slater, Harold S. Stern, Fred Abramoff
Hearing Site: Ft. Lauderdale, FL
|  | $1,336,460 |
| 11-02073 | 08/10/2012 | Claimant(s): Patricia V. Stein IRA, Tracy M. Stein IRA, Tracy Mitchell Stein Trst, P. Stein Ttee, T. Stein Ttee
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Robert L. Hudson, David P. Slater, Edmund Herbert Hecht
Hearing Site: Orlando, FL
| | Expungement |
| 08-04763 | 06/16/2011 | Claimant(s): Steven L. West & Judith West Jt Rev Tr
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): James Shawver, William Isaacson, Newbridge Securities Corporation
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Robert H. Hagan, David P. Slater, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-00874 | 04/15/2010 | Claimant(s): Harriet Gale Trust, Harriet Gale Trustee, Irving Harris Trust, Irving Harris TTEE
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Robert H. Hagan, David P. Slater, Jay E. Eckhaus
Hearing Site: Boca Raton, FL
| | $11,300 |
| 08-00533 | 07/13/2009 | Claimant(s): William Corcoran
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): John N. Breazeale, David P. Slater, Richard J. Kaplan
Hearing Site: Boca Raton, FL
| | $402,253 |
| 05-04256 | 02/14/2008 | Claimant(s): Jose Rivera
Claimant Lawyers(s): Darren C. Blum
Respondent(s): John Elwin, Nicholas Natale, Granite Associates.
Respondent Lawyers(s): John D. Elwin, Nicholas A. Natale
Arbitrator(s): David P. Slater, Richard W. Thornburg, Thomas Roe Oldt
Hearing Site: Orlando, FL
| | $676,000 |
| 05-06708 | 02/08/2008 | Claimant(s): William Strawbridge
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Alfred Osgood, Ferris, Baker Watts
Respondent Lawyers(s): Gilbert W. Boyce, Jennifer M. Blunt
Arbitrator(s): David P. Slater, Jay L. Valinsky, Dione E. Houchins
Hearing Site: Boca Raton, FL
| | $0 |
