| 22-02854 | 05/24/2024 | Claimant(s): Andrew Channon, David Parker, Joel Meyer, Larry Madsen, Paul Kennedy
Claimant Lawyers(s): Brandon Dei
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Sameer Rastogi
Arbitrator(s): Gregory G. Gocek, Henry George Grendell, Michael Jay Teitelbaum
Hearing Site: Cleveland, OH
|  | $0 |
| 21-03123 | 06/16/2023 | Claimant(s): BPY Limited, Murchinson LTD, Nomis Bay Limited
Claimant Lawyers(s): David S. Richan
Respondent(s): Cassel Shapiro, Paul Zogala, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Aaron F. Miner, David S. Richan, Richard A. Roth
Arbitrator(s): Peter A. Goldman, Jeffrey Alan Helewitz, Sherman Guo
Hearing Site: New York, NY
| | $0 |
| 19-02787 | 02/04/2022 | Claimant(s): Kent Lovelace
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Pratul Agnihotri, Aegis Capital Corp.
Respondent Lawyers(s): Sameer Rastogi, Timothy Feil
Arbitrator(s): Darrell A. Hillis, Stuart K. Furman, Richard William Wise
Hearing Site: Jackson, MS
| | $0 |
| 18-04305 | 07/27/2021 | Claimant(s): Acacia Noguera, Emporio Blue LTD
Claimant Lawyers(s): Acacia Noguera
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Sameer Rastogi
Arbitrator(s): Christopher J. Klein, Richard Carl Smukler, Michael Greene
Hearing Site: Miami, FL
| | $0 |
| 18-03717 | 05/23/2019 | Claimant(s): Paul Garber
Claimant Lawyers(s): Hilton Wiener
Respondent(s): James Schwartz, Aegis Capital Corp.
Respondent Lawyers(s): James Bradley Schwartz, Michael P. Gilmore
Arbitrator(s): Richard W. Dissen
Hearing Site: Augusta, ME
| | $300 |
| 17-01664 | 07/16/2018 | Claimant(s): Anna Wilczynski, Anna U. Wilczynski Liviing Trust
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Aegis Capital Corp., Capitol Securities Management.
Respondent Lawyers(s): Gary A. Varnavides, Janet K. DeCosta
Arbitrator(s): David Paul Clark, Patricia H. Latham, Keith Daniel Greenberg
Hearing Site: Washington, DC
| | Dismissed by Rule 12206 |
| 16-02242 | 08/02/2017 | Claimant(s): Ronald Emanuel
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Peter A. Portley
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-02865 | 10/13/2016 | Claimant(s): Jay Simon
Claimant Lawyers(s): Hilton M. Weiner
Respondent(s): Anthony Monaco, Jonathan Rago, Kevin Meade, Nicholas Milano, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
| | $0 |
| 16-00786 | 09/16/2016 | Claimant(s): Larry Peterson
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Anthony Monaco, Robert Jean, Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore, Robert Jean
Arbitrator(s): James Mark Eason
Hearing Site: Albuquerque, NM
| | $0 |
| 13-00468 | 11/13/2014 | Claimant(s): Melechdavid.
Claimant Lawyers(s): Joseph N. Paykin
Respondent(s): Harry Charalambos, Maria Robles, Ramnarain Jaigobind, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Steven Gerard Goerke, Kimberly A. Gilmour, Norman E. Heyman
Hearing Site: Boca Raton, FL
| | Expungement |
