| 23-01536 | 10/25/2024 | Claimant(s): Hector Crespo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
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| 23-02995 | 10/18/2024 | Claimant(s): Robert Eide
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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| 23-01227 | 09/26/2024 | Claimant(s): Elliot Sherer
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
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| 23-00556 | 09/17/2024 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael Gilmore
Respondent(s): Peter Hirsh
Respondent Lawyers(s): Bernard Allen
Arbitrator(s): Jill Pilgrim, Camille S. Cooper, Michael Peter Graff
Hearing Site: New York, NY
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| 23-03029 | 07/11/2024 | Claimant(s): Anthony Lapadula, Cesar Ramos, Eric Newman, George Kott, Joseph Giordano, Kevin Meade, Michael Pata, Robert Eide, Steven Dubinsky
Claimant Lawyers(s): Eric Newman, Thomas P. McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
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| 23-01364 | 06/03/2024 | Claimant(s): Marinos Ballas
Claimant Lawyers(s): Michael H. Ference
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
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| 23-00040 | 03/29/2024 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Worden Capital Management LLC, Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst, Emily A. Hayes, Jamie J. Worden
Arbitrator(s): Cheryl H. Agris, John Clark Van Steen, Susan Romano
Hearing Site: New York, NY
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| 23-01147 | 11/08/2023 | Claimant(s): Ryan Wroblewski
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Susan C Lushing
Hearing Site: New York, NY
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| 23-01036 | 11/06/2023 | Claimant(s): Christopher Norton
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Randy R Freedman, Michael Ross, Barry David Thorpe
Hearing Site: Boca Raton, FL
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| 22-01255 | 03/02/2023 | Claimant(s): Serge Parakhnevich
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): Aegis Capital Corp., PHX Financial.
Respondent Lawyers(s): Kevin Meade, Phillip McKie
Arbitrator(s): Lise Gabrielle Hunter, Rena E. Grossfield, April D. Bowie
Hearing Site: New York, NY
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