| 13-01740 | 08/20/2014 | Claimant(s): Juliet Miyahara
Claimant Lawyers(s): Alice L. Stewart
Respondent(s): Ameriprise Financial Services., Joanne Watanabe
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Honolulu, HI
|  | $15,425 |
| 13-02446 | 04/02/2014 | Claimant(s): Jan Harris
Claimant Lawyers(s): Jan E. Harris
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Michael J. Fish
Hearing Site: Honolulu, HI
| | $25 |
| 12-01784 | 10/14/2013 | Claimant(s): William and Ellen Byrns Trust dd 2/25/92
Claimant Lawyers(s): William C. Byrns
Respondent(s): Barbara Allen Kelsay, Wells Fargo Advisors, Sean Fansler
Respondent Lawyers(s): Barbara Allen-Kelsay, Judy Louie
Arbitrator(s): Herbert Liberman
Hearing Site: Honolulu, HI
| | Expungement |
| 11-03868 | 08/28/2013 | Claimant(s): Timothy Donaldson
Claimant Lawyers(s): Timothy Donaldson
Respondent(s): Bruce Guarino, Rockwell Global Capital LLC
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Thomas C. McNally, Robert H. Cornell, Kenneth W. Gosliner
Hearing Site: Honolulu, HI
| | Expungement |
| 12-02712 | 08/21/2013 | Claimant(s): Gaylord Sahara
Claimant Lawyers(s): Gaylord Sahara
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Walter P. Hitchcock, James N. D'Orso, Paul D. Allen
Hearing Site: Honolulu, HI
| | $0 |
| 10-01194 | 06/26/2013 | Claimant(s): United Micronesia Development Assoc.
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Wells Fargo Advisors, James Davis, Sanders Morris Harris Inc.
Respondent Lawyers(s): Ben Suter, Peter B. Wells, Will S. Montgomery
Arbitrator(s): Carol M. Egan, Elmo E. Wedderburn, Tobin B. Swanson
Hearing Site: Honolulu, HI
| | $100,000 |
| 12-03942 | 04/24/2013 | Claimant(s): Marc Bachman
Claimant Lawyers(s): Marc L. Bachman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Peter H. Daly
Hearing Site: Honolulu, HI
| | $0 |
| 07-03286 | 03/22/2012 | Claimant(s): Kumiko Yamada
Claimant Lawyers(s): David Liebrader
Respondent(s): Kazuyuki Tsunematsu, American Eastern Securities.
Respondent Lawyers(s): James T. Wang, Kazuyuki Tsunematsu
Arbitrator(s): David F. Bello, Brian Crawford, Terrance Joel Jalbert
Hearing Site: Honolulu, HI
| | $0 |
| 09-06111 | 04/15/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Carl Choy, Erin Choy, Lynn Kinney, Ronald Wo
Respondent Lawyers(s): Jerry M. Hiatt, Rex Y. Fujichaku, Susan M. Ichinose
Arbitrator(s): Herb Schwartz, Tobin B. Swanson, Richard Bruce Dole
Hearing Site: Honolulu, HI
| | $0 |
| 09-00268 | 02/03/2011 | Claimant(s): Avis Nakama, Barbara Porter, Kazuko Tietz, Laureen Branch, Marjorie Parker, Melvin Aoki, Piikoi Kawananakoa, Blur Industries., Branch Holdings., Just Black, Lum Borthers, Avis Y. Nakama Trust, Barbara Porter Revocable Trust, Melvin R. Aoki Revocable Living Trust
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Clifford Popper, Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation, Travis Branch, William Betta
Respondent Lawyers(s): Brian J. Ellis, Clifford Alan Popper, H Thomas Fehn, Kevin G. Fitzgerald, Michael R. Weissman, Tracy L. Gerber, Travis Anthony Branch
Arbitrator(s): Harry B. Endsley, Harriette L. Holt, Richard Bruce Dole
Hearing Site: Honolulu, HI
| | Expungement |
