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FINRA Awards for Paul D. Allen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0271208/21/2013Claimant(s): Gaylord Sahara
Claimant Lawyers(s): Gaylord Sahara
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Walter P. Hitchcock, James N. D'Orso, Paul D. Allen
Hearing Site: Honolulu, HI
Checkmark Icon$0
09-0258704/15/2011Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Angel
Respondent Lawyers(s): Michael Angel
Arbitrator(s): Thomas W. Borden, Paul D. Allen, James D. Murray
Hearing Site: San Francisco, CA

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