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FINRA Awards for Thomas W. Borden

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0486306/18/2012Claimant(s): The Lawrence W. Davis Revocable Trust
Claimant Lawyers(s): Janice L. Davis
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffman
Arbitrator(s): Thomas W. Borden, Walter P. Hitchcock, Dean J. Dietrich
Hearing Site: San Francisco, CA
Checkmark Icon$0
09-0258704/15/2011Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Michael Angel
Respondent Lawyers(s): Michael Angel
Arbitrator(s): Thomas W. Borden, Paul D. Allen, James D. Murray
Hearing Site: San Francisco, CA

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