23-00669 | 09/12/2023 | Claimant(s): Wei Liao Claimant Lawyers(s): Wei Liao Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jovalin Dedaj Arbitrator(s): Ann C. Northern Hearing Site: New York, NY
| | Denied |
22-00951 | 07/28/2023 | Claimant(s): Holden Green Claimant Lawyers(s): Holden Green Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Carlos E. Provencio Arbitrator(s): Ralph A. Cotton, William W. Haskell, Lowell H. Haky Hearing Site: San Francisco, CA
| | Dismissed by Rule 12504/12212 |
21-03040 | 07/21/2023 | Claimant(s): Pope Trading LLC Claimant Lawyers(s): David W. Miller Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Daniel A. Spector Arbitrator(s): Paul J. Burkhart, Peter Shapiro, Joanne Colbert Stanley Hearing Site: Boca Raton, FL
| | $0 |
21-02903 | 05/26/2023 | Claimant(s): Alan Daniels Claimant Lawyers(s): Alan J. Daniels Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): Robert D. Sussin, David Harvey Failer, Farshad Ghodoosi Hearing Site: Los Angeles, CA
| | Dismissed with Rule 12504 |
21-03054 | 05/04/2023 | Claimant(s): Byron Costa, Darrell Costa Claimant Lawyers(s): J. Owen Murrin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Katherine L. Schuerman Arbitrator(s): David Maurer, Kendall C. Reed, Claudia Mai Morehead Hearing Site: Los Angeles, CA
| | $0 |
21-02041 | 05/02/2023 | Claimant(s): Eda Lee Haas, Julia Berg, Phillip Haas, Sandra Gollofon, Susan Meyers Claimant Lawyers(s): Duncan E Manville Respondent(s): Charles Schwab & Co.., Interactive Brokers LLC Respondent Lawyers(s): Christopher A. Stecher, David Luger Arbitrator(s): Elwood C. Avery, Cheung David Chhieng, Katherine L Sidener Hearing Site: Seattle, WA
| | $0 |
22-02130 | 04/11/2023 | Claimant(s): Rimma Yuryeva Claimant Lawyers(s): Leon Ozeran Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jovalin Dedaj Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | $0 |
22-01186 | 03/23/2023 | Claimant(s): Anthony Karazeris Claimant Lawyers(s): Anthony Karazeris Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Lawrence R. Mills Hearing Site: San Francisco, CA
| | $0 |
20-01353 | 12/02/2022 | Claimant(s): Louis Barrood Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jason O. Billy Arbitrator(s): Michael Fischetti, Edith M. Novack, Beverly Ann Williams Hearing Site: Jersey City, NJ
| | $0 |
22-00504 | 10/17/2022 | Claimant(s): Chris Miller Claimant Lawyers(s): Chris Miller Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Daniel A. Spector Arbitrator(s): Kenneth Dymond Hearing Site: Syracuse, NY
| | $0 |