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FINRA Awards for Robert S. Anderson

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0338809/25/2018Claimant(s): Robert Anderson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors, Raymond Kvalvog
Respondent Lawyers(s): Demian John Betz, Michael E.. Rowe
Arbitrator(s): Daniel M. Yamshon, William Michael Samsel, Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark Icon$75,384
13-0113412/02/2014Claimant(s): Laveranues Coles
Claimant Lawyers(s): Richard J. Lantinberg
Respondent(s): Peggy Lee, Robert Konrad
Respondent Lawyers(s): David R. Chase, Peggy Ann Lee
Arbitrator(s): Thomas Joseph Atkinson, Robert S. Anderson, Robert G. Bannon
Hearing Site: Orlando, FL
Checkmark IconExpungement
12-0430607/14/2014Claimant(s): Beatrice Turner, Carol Jenkins, David Colton, James Buchanan, Jeanine Vaerewyck, Philip Ussery, Ronald Vaerewyck, Susan Fenhaus, William Jenkins
Claimant Lawyers(s): D. Daxton White
Respondent(s): Reef Securities.
Respondent Lawyers(s): Laura J. O'Rourke
Arbitrator(s): Robert J. Walter, Joseph John Mantione, Robert S. Anderson
Hearing Site: Orlando, FL
Checkmark Icon$188,000
12-0014107/25/2013Claimant(s): Michel Rosen, Naomi Rosen
Claimant Lawyers(s): Susan R. Healy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse
Hearing Site: Tampa, FL
Checkmark IconExpungement
09-0423607/28/2011Claimant(s): Donald L. Ames Trust U/A DTD 4/9/82, Mary R. Ames Trust U/A DTD 4/9/82
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Benjamin L. Abramowitz, David C. Matthews, Robert S. Anderson
Hearing Site: Orlando, FL
Checkmark IconExpungement
09-0208212/20/2010Claimant(s): Donald Hanks
Claimant Lawyers(s): Don F. Hanks
Respondent(s): Betty Saunders, Raymond, James & Associates., Susan Saunders
Respondent Lawyers(s): Kelli Bullington, William W. Deem
Arbitrator(s): Robert W. Schlitt, Maurice M. Feller, Robert S. Anderson
Hearing Site: Orlando, FL
Checkmark Icon$0
09-0424109/15/2010Claimant(s): Richard Brockway
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Wilbert H. Luck, Dennis R. Nolte, Robert S. Anderson
Hearing Site: Orlando, FL
Checkmark IconStipulated Award and Expungement

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