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FINRA Awards for Nicholas John Taldone

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0017706/01/2023Claimant(s): Mark Bird
Claimant Lawyers(s): Michael C. Bixby
Respondent(s): Hugh Dunn, Michael Halkitis, The Rockwell Financial Group.
Respondent Lawyers(s): Jon-Jorge Aras
Arbitrator(s): Nicholas John Taldone, Meeta Alberta Bass, Sherell Edwards
Hearing Site: Jacksonville, FL
Checkmark Icon$84,693
22-0126604/03/2023Claimant(s): Jasminka Ilich-Ernst
Claimant Lawyers(s): Scott L Silver
Respondent(s): Gail Milon
Respondent Lawyers(s): Gail Antoinette Milon
Arbitrator(s): Nicholas John Taldone, Sherell Edwards, Crista Hosmer
Hearing Site: Jacksonville, FL
Checkmark Icon$1,062,270
22-0101902/22/2023Claimant(s): Germon Medeiros, Jennifer Medeiros, Germon G. and Jennifer L. Medeiros, Germon G. Medeiros Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Joseph Todd
Respondent Lawyers(s): Joseph Michael Todd
Arbitrator(s): Nicholas John Taldone, Joanna Salapska-Gelleri, Lloyd Green
Hearing Site: Tampa, FL
Checkmark Icon$97,800
20-0196708/11/2021Claimant(s): Rocco Campanile, Rocco J. and Florence R. Campanile Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Berkley Badger
Respondent Lawyers(s): John R. Kiefner
Arbitrator(s): Nicholas John Taldone, Michael A Quintieri, Lee Harris Schillinger
Hearing Site: Tampa, FL
Checkmark Icon$188,868
19-0186012/30/2019Claimant(s): Larry Longhi
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): James Ray
Respondent Lawyers(s): James William Ray
Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Isaac D. East
Hearing Site: Jacksonville, FL
Checkmark Icon$159,300
16-0259402/23/2018Claimant(s): Carol Rizzo
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Lloyd R. Schwed
Arbitrator(s): Brian G. Mooney, Nicholas John Taldone, Ian S. Greig
Hearing Site: Tampa, FL
Checkmark Icon$0
15-0104105/25/2016Claimant(s): Martin Brewer, Richard Weber
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Legend Securities.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Nicholas John Taldone, Diana A. Weiner, Jacquelyn M. Shannon
Hearing Site: Tampa, FL
Checkmark Icon$161,030
11-0427109/23/2013Claimant(s): Felix Bernard-Diaz, Julian Rodriguez, Luz Rodriquez
Claimant Lawyers(s): Luz Ivette Rivera
Respondent(s): Jorge Bravo, Rafael Colonascar, Sonia Marbarak, BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks, Jose A. Sosa Llorens
Arbitrator(s): Gustavus L. Pearthree, Nicholas John Taldone, Stuart K. Furman
Hearing Site: San Juan, PR
Checkmark Icon$1,212,500
09-0541808/10/2010Claimant(s): Alton R. Jacobs, Cynthia S. Rosier, Danny L. Beaver, Eugene H. Lefebvre, Herman Wissel, Howard C. Wendzel, Patrick R. Ireland, Rafael E. Castro, T. Michael Rosier, John S. Damico and Mary L. Damico, Joseph P. Rosier and T. Michael Rosier, Mitchell C. Rosenburg & Janis Gilberti-, Norman L. Johnson and Greer Lang Johnson, Oscar Hopkins and Alice S. Hopkins, Otto N. and Cynthia M. Bie, Peter Skemp and Nancy Skemp, Alton R. Jacobs Living Trust Agreement, Beverly A. Jackson Family Trust Agreemen, Billy G. Jackson Family Trust Agreement, Bryant O'B. Smith Char Rem Annuity Trust, et al
Claimant Lawyers(s): Jeffrey P. Coleman
Respondent(s): Charles O'Kelley, Atlantic Coast Securities Corp
Respondent Lawyers(s): William J. Schifino
Arbitrator(s): Nicholas John Taldone, Patrick D. King, Kenneth R. Starr
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
09-0290504/07/2010Claimant(s): Carlo Robles, Cynthia Rivera-Figueroa
Claimant Lawyers(s): Juan Marques, Rafael E. Lugo-Sotomayor
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Alfredo Fernandez-Martinez
Arbitrator(s): Joseph J. Slotnik, Nicholas John Taldone, Stuart K. Furman
Hearing Site: San Juan, PR
Checkmark Icon$44,145

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